What's New on the SEC Website
December 29, 2008

Administrative Law Judge (ALJ) Decisions and Orders

• Thomas J. Dudchik and Rodney R. Schoemann (Release No. 647; Administrative Proceeding File No. 3-12943; December 29, 2008)

Administrative Proceedings

• Stewart Enterprises, Inc., Kenneth C. Budde, CPA, and Michael G. Hymel, CPA (Release No. 34-59172; December 29, 2008)
   
• William J. Del Biaggio III (Release No. IA-2824; December 29, 2008)
   
• Battery Wealth Management, Inc. and Wayne Cassaday (Release No. IA-2800A; revision to October 15, 2008 release)

Litigation Releases

• Rica Foods, Inc. and Calixto Chaves (Litigation Release No. 20839; December 29, 2008)

Press Releases

• SEC Modernizes Oil and Gas Company Reporting Requirements to Provide Investors with More Meaningful and Comprehensive Disclosure (Press Release No. 2008-304)

Division of Investment Management No-Action Letters

• Citigroup Global Markets, Inc. (December 23, 2008; re: Cash Solicitation)
   
• Columbia Funds, et al. (December 23, 2008; re: Affiliated Transactions)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2267 (Investor Education and Protection) in the Consolidated FINRA Rulebook (Release No. 34-59160; File No. SR-FINRA-2008-062; December 23, 2008)
   
• ISE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Amendment of the International Securities Exchange Holdings, Inc.'s Certificate of Incorporation (Release No. 34-59159; File No. SR-ISE-2008-97; December 23, 2008)
   
• NASDAQ: Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Adopting a Limited Exemption from OATS Order Data Recordation Requirements for Registered Options Market Makers (Release No. 34-59163; File No. SR-NASDAQ-2008-097; December 24, 2008)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market (Release No. 34-59151; File No. SR-NASDAQ-2008-100; December 23, 2008)
   
• NASDAQ: Notice of Filing of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market Retroactive to September 1, 2008 (Release No. 34-59149; File No. SR-NASDAQ-2008-101; December 23, 2008)
   
• CBOE: Notice of Filing of Proposal to Eliminate $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series (Release No. 34-59152; File No. SR-CBOE-2008-127; December 23, 2008)
   
• CBOE: Notice of Filing of a Proposed Rule Change to Adopt a Trade, Flash and Cancel Order Type for CBSX (Release No. 34-59147; File No. SR-CBOE-2008-123; December 22, 2008)
   
• NMS: Notice of Filing and Immediate Effectiveness of Amendments to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add New York Stock Exchange LLC... (Release No. 34-59162; File No. 4-533; December 24, 2008)