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What's New on the SEC Website
December 28, 2007
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Regulatory Actions
Investment Company Act Notices and Orders
Investment Company Act Deregistration Notices and Orders
- Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940: (Release No. IC-28084)
- Principal Aggressive Growth Fund, Inc. (Order) (Release No. IC-28116; File No. 811-8176)
- Principal Asset Allocation Fund, Inc. (Order) (Release No. IC-28115; File No. 811-8178)
- Principal Balanced Fund, Inc. (Order) (Release No. IC-28114; File No. 811-5073)
- Principal Bond Fund, Inc. (Order) (Release No. IC-28113; File No. 811-5173)
- Principal Emerging Growth Fund, Inc. (Order) (Release No. IC-28112; File No. 811-5170)
- Principal Government Securities Fund, Inc. (Order) (Release No. IC-28111; File No. 811-4916)
- Principal Growth Fund, Inc. (Order) (Release No. IC-28110; File No. 811-8180)
- Principal High Yield Fund, Inc. (Order) (Release No. IC-28109; File No. 811-5175)
- Principal Money Market Fund, Inc. (Order) (Release No. IC-28108; File No. 811-3546)
- Principal World Fund, Inc. (Order) (Release No. IC-28107; File No. 811-8182)
Self-Regulatory Organization (SRO) Rulemaking
- Amex: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes (Release No. 34-57052, File No. SR-Amex-2007-140)
- BSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Opening of the Market of the Boston Options Exchange (Release No. 34-57037, File No. SR-BSE-2007-53)
- CBOE: Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the $1 Strike Pilot Program (Release No. 34-57049, File No. SR-CBOE-2007-125)
- CBOE: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Anti-Money Laundering Program Rule 4.20 (Release No. 34-57044; File No. SR-CBOE-2007-130)
- FINRA: Notice of Filing of Proposed Rule Change to Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 (Release No. 34-57050, File No. SR-FINRA-2007-040)
- NYSE: Notice of Filing of Proposed Rule Change to Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management (Release No. 34-57061, File No. SR-NYSE-2007-113)
- NYSE: Order Approving Proposed Rule Change, As Modified by Amendment No. 1 Thereto, Relating to NYSE Rule 1500 (NYSE MatchPointSM) (Release No. 34-57058, File No. SR-NYSE-2007-102)
http://www.sec.gov/news/whatsnew/wn-today.shtml
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