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What's New on the SEC Website
December 22, 2008
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Staff Interpretations
Division of Corporation Finance — Staff No-Action Letters
Litigation
Administrative Proceedings
Commission Opinions and Orders
Litigation Releases
News and Public Statements
Regulatory Actions
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- ISE: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Purchase by International Securities Exchange Holdings, Inc., of an Ownership Interest in Direct Edge Holdings, Inc. (Release No. 34-59135; File No. SR-ISE-2008-85; December 22, 2008)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes (Release No. 34-59127; File No. SR-ISE-2008-94; December 19, 2008)
- BSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. to List Options on the Mini-Nasdaq-100 Index at $1 Strike Price Intervals (Release No. 34-59129; File No. SR-BSE-2008-57; December 22, 2008)
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of the Hybrid Rule Pertaining to Orders Represented in Open Outcry (Release No. 34-59121; File No. SR-CBOE-2008-126; December 19, 2008)
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of BATS Holdings, Inc. (Release No. 34-59114; File No. SR-BATS-2008-013; December 17, 2008)
- FICC: Order Approving a Proposed Rule Change Relating to Applicant and Member Disqualification Criteria (Release No. 34-59111; File No. SR-FICC-2007-04; December 17, 2008)
- FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement (Release No. 34-59126; File No. SR-FINRA-2008-060; December 19, 2008)
- FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 5240 (Anti Intimidation / Coordination) in the Consolidated FINRA Rulebook (Release No. 34-59119; File No. SR-FINRA-2008-061; December 18, 2008)
- FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adoption of NASD Rules 12805 and 13805 as FINRA Rules in the New Consolidated FINRA Rulebook (Release No. 34-59108; File No. SR-FINRA-2008-063; December 16, 2008)
- NSCC: Notice of Filing of Proposed Rule Change to Amend Rules to Add an Agreement from Fund Members that Submit Mutual Fund Profile Information (Release No. 34-59105; File No. SR-NSCC-2008-08; December 16, 2008)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE (Release No. 34-59118; File No. SR-NYSE-2008-129; December 18, 2008)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC that the $8,000,000 Annual Trading Floor Regulatory Fee ... be Reduced by 50% for 2008, and Eliminated Thereafter (Release No. 34-59112; File No. SR-NYSE-2008-125; December 17, 2008)
- NYSE: Notice of Filing of Proposed Rule Change to Discontinue Policy of Prohibiting Transfer Agents from Charging Fees for Issuing Stock Certificates (Release No. 34-59106; File No. SR-NYSE-2008-112; December 16, 2008)
http://www.sec.gov/news/whatsnew/wn122208.shtml
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