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What's New on the SEC Website
December 5, 2008
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive Exemptive Letters
Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters
- ShareGift USA (December 3, 2008; Rule 14e-5, Purchases Outside a Tender Offer)
Litigation
Administrative Proceedings
Litigation Releases
News and Public Statements
Speeches and Public Statements
Regulatory Actions
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- Amex: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to the Listing and Trading Options on Shares of the iShares COMEX Gold Trust and the iShares Silver Trust (Release No. 34-59055; File Nos. SR-Amex-2008-68; SR-BSE-2008-51; SR-CBOE-2008-72; SR-ISE-2008-58; SR-NYSEArca-2008-66; SR-Phlx-2008-58; December 4, 2008)
- Amex: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 thereto, to Revise its Initial Listing Process to Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-application Eligibility Review Process, and Upgrade its Listing Requirements by Eliminating the Alternative Listing Standards (Release No. 34-59050; File No. SR-Amex-2008-70; December 3, 2008)
- DTC: Order Approving Proposed Rule Change to Amend the Applicant Disqualification Criteria Contained in its Rules (Release No. 34-59035; File No. SR-DTC-2007-07; December 1, 2008)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Options Market (Release No. 34-59043; File No. SR-NASDAQ-2008-089; December 3, 2008)
- NMS Plan: Amendment No. 1 to Proposed Options Order Protection and Locked/Crossed Market Plan by Phlx(File No: 4-456, December 3, 2008)
- NYSE Altr: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Adopt a Price List for Equity Transactions after the Relocation of NYSE Alternext Equities Trading and To Establish Certain Other Fees (Release No. 34-59045; File No. SR-NYSEALTR-2008-09; December 3, 2008)
- NYSE Arca: Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Trust Certificates (Release No. 34-59051; File No. SR-NYSEArca-2008-123; December 4, 2008)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer a New Order Type Known as the Adding Liquidity Only Order (Release No. 34-59049; File No. SR-NYSEArca-2008-132; December 3, 2008)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to XLE Fees (Release No. 34-59030; File No. SR-Phlx-2008-80; December 1, 2008)
- SCCP: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Financial Industry Regulatory Authority Section 3 Regulatory Fees (Release No. 34-59031; File No. SR-SCCP-2008-02; December 1, 2008)
http://www.sec.gov/news/whatsnew/wn120508.shtml
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