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What's New on the SEC Website
December 1, 2005
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
- Renn Capital Group, Inc. (Release No.: IA-2454)
- Peter Goodfellow and Stamatis Molaris (Release No.: 34-52865)
- James P. Brown (Release No.: 34-52864)
- Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai (Release No.: 33-8639)
- American Express Financial Advisors Inc. (now known as Ameriprise Financial Services, Inc.) (Release No.: 33-8638)
- American Express Financial Advisors Inc. (now known as Ameriprise Financial Services, Inc.) (Release No.: 33-8637)
- American Express Financial Corporation (now known as Ameriprise Financial, Inc.) (Release No.: IA-2452)
- American Express Financial Corporation (now known as Ameriprise Financial, Inc.) (Release No.: IA-2451)
ALJ Decisions & Orders
- Finality Order: Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston (Release No.: 34-52859)
Litigation Releases
News & Public Statements
Press Releases
- SEC Charges Millennium Partners, L.P., Israel Englander, and Others for Engaging in Fraudulent Market Timing Scheme, (Press Release 2005-170)
- American Express Financial Corporation, Now Known as Ameriprise Financial, Inc., to Pay $15 Million to Settle Market Timing Charges, (Press Release 2005-169)
- American Express Financial Advisors (Now Known as Ameriprise Financial Services, Inc.) to Pay $30 Million to Settle Revenue Sharing Charges, (Press Release 2005-168)
Speeches & Public Statements
Regulatory Actions
About the SEC
http://www.sec.gov/news/whatsnew/wn120105.shtml
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