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What's New on the SEC Website
November 24, 2008
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
News and Public Statements
Press Releases
SEC Divisions
Division of Corporation Finance No-Action Letters
Division of Corporation Finance Guidance
Litigation
Administrative Proceedings
Trading Suspensions
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Orders: See October 31, 2008 Notices entry at: http://www.sec.gov/rules/icdereg.shtml for corresponding links to Orders IC-28488 - IC-28518
- Notices: Smith Barney Money Funds, Inc., 811-2490; Smith Barney Municipal Money Market Fund, Inc., 811-3112; Legg Mason Partners Small Cap Core Fund, Inc., 811-5928; Highland Capital Multi-Strategy Fund, 811-22073; Legg Mason Partners Variable Portfolios V, 811-7893; Legg Mason Partners Variable Portfolios I, Inc., 811-8443; Legg Mason Partners Variable Portfolios III, Inc., 811-8372; Everest Funds, 811-10057; Excelsior Funds, Inc., 811-4088; Excelsior Tax-Exempt Funds, Inc., 811-4101; Excelsior Funds Trust, 811-8490; Legg Mason Partners Funds Trust, 811-5034; Legg Mason Partners Lifestyle Series, Inc., 811-7435; Legg Mason Partners Arizona Municipals Fund, Inc., 811-5066; Legg Mason Partners World Funds, Inc., 811-6290; Smith Barney Institutional Cash Management Fund, Inc., 811-9012; Western Asset Zenix Income Fund Inc., 811-5484; VLC Trust, 811-4788; Liquid Reserves Portfolio, 811-5813; Tax Free Reserves Portfolio, 811-6118; US Treasury Reserves Portfolio, 811-6277; MuniHoldings New York Fund, Inc., 811-21628; Enhanced Government Fund II, Inc., 811-21830; Turnaround Investment Trust, 811-21275; Citigroup Alternative Investments Trust, 811-21854; Phoenix Multi-Portfolio Fund, 811-5436; StateShares, Inc., 811-22000; Western Asset Funds II, Inc., 811-6088 (Release No. IC-28520; November 21, 2008)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- MSRB: Notice of Filing of Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Establish a Transparency System for Municipal Auction Rate Securities and Municipal Variable Rate Demand Obligations (Release No. 34-58998; File No. SR-MSRB-2008-07; November 21, 2008)
- BSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. to Amend Certain BOX Rules Related to the PIP to Eliminate the Requirement That There be at Least Three Market Makers Quoting in a Relevant Options Class in Order for a PIP to Commence (Release No. 34-58999; File No. SR-BSE-2008-54; November 21, 2008)
- BSE: Notice of Filing of Proposed Rule Change Relating to Delisting Standards (Release No. 34-58990; File No. SR-BSE-2008-36; November 20, 2008)
- NYSEArca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of PowerShares DB Funds (Release No. 34-58993; File No. SR-NYSEArca-2008-128; November 21, 2008)
- NYSEArca: Notice of Filing of Proposed Rule Change Amending Rule 5.2(j)(6) to Increase the Permissible Aggregate Weight of Underlying Foreign Country Securities (Release No. 34-58984; File No. SR-NYSEArca-2008-121; November 20, 2008)
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings (Release No. 34-58989; File No. SR-BATS-2008-010; November 20, 2008)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Listing and Trading of Options on Index-linked Securities (Release No. 34-58985; File No. SR-ISE-2008-86; November 20, 2008)
- NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding its Obvious Errors Rule and the Adoption of a Catastrophic Error Provision (Release No. 34-58992; File No. SR-NASDAQ-2008-088; November 21, 2008)
- NMS: Amendment No. 3 to Proposed Options Order Protection and Locked/Crossed Market Plan by NYSE Arca (October 30, 2008)
- NMS: Amendment No. 3 to Proposed Options Order Protection and Locked/Crossed Market Plan by ISE (November 7, 2008)
http://www.sec.gov/news/whatsnew/wn112408.shtml
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