What's New on the SEC Website
November 14, 2008

Administrative Proceedings

• Daryl Anderson (Release No. 34-58958, File No. 3-13156)
   
• Viktor Novosselov (a/k/a David Markowitz) (Release No. 34-58954, File No. 3-13168)
   
• EA Industries, Inc., Ebiz Enterprises, Inc., and Einstein Noah Bagel Corp. (Release No. 34-58952, File No. 3-13203)
   
• Rudy Nutrition (Release No. 34-58947, File No. 3-13185)
   
• Cozumel Corp. (Release No. 34-58946, File No. 3-13184)
   

Litigation Releases

• Michael W. Crow, et al. (Lit. Rel. No. 20809)
   
• Alan C. Goldsworthy and Walter T. Hilger (Lit. Rel. No. 20808; AAER-2900)
   

Administrative Law Judge (ALJ) Decisions and Orders

• Waterfalls Corp. (Release No. ID-361; File No. 3-13153; November 14, 2008)
   

Commission Opinions and Adjudicatory Orders

• Howard Brett Berger (Release No. 34-58950; File No. 3-12393r; November 14, 2008)
   

Press Releases

• SEC Prevails in Trial Against Michael W. Crow for Unlawfully Controlling Registered Broker-Dealer (Release No. 2008-272)
  See also: Litigation Release No. 20809
   
• SEC Announces November 21 Roundtable on Mark-to-Market Accounting (Release No. 2008-271)
   
• SEC Announces Panelists, Agenda for Small Business Forum (Release No. 2008-270)
   
• SEC Chairman Cox Statement On MOU With Federal Reserve, CFTC to Address Credit Default Swaps (Release No. 2008-269)
   

Speeches and Public Statements

• Remarks Before the ALI-ABA (American Law Institute/American Bar Association) Conference on Life Insurance Company Products, by Andrew J. Donohue, Director, Division of Investment Management, Washington, D.C.
   

Staff No Action, Interpretive and Exemptive Letters

Division of Corporation Finance

• Ampex Corporation, November 14, 2008

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• AMEX: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts) (Release No. 34-58923; File No. SR-AMEX-2008-51)
   
• BSE: Notice of Filing of Proposed Rule Change To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities(Release No. 34-58927; File No. SR-BSE-2008-48)
  See also: Exhibit5D; Exhibit5C; Exhibit5B; Exhibit5A
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Information Sharing Agreements with Domestic Federal Agencies, or Subdivisions Thereof, and Foreign Regulators (Release No. 34-58937; File No. SR-FINRA-2008-056)
   
• FINRA: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt FINRA Rules 2350 through 2359 (Regarding Trading in Index Warrants, Currency Index Warrants, and Currency Warrants), FINRA Rule 2360 (Options), and FINRA Rule 2370 (Security Futures) in the Consolidated FINRA Rulebook (Release No. 34-58932; File No. SR-FINRA-2008-032)
   
• FINRA: Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments Nos. 1 and 2 (Correction: Release No. 34-58903A; File No. SR-FINRA-2008-011)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Increase the Number of Additional Quarterly Options Series (Release No. 34-58926; File No. SR-ISE-2008-82)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 16 and the NSX Fee Schedule for Order Delivery Mode Transactions (Release No. 34-58935; File No. SR-NSX-2008-19)
   
• NYSE: Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt an Additional Initial Listing Standard for Operating Companies (Release No. 34-58934; File No. SR-NYSE-2008-98)
   
• NYSE: Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt an Initial Listing Standard Applicable Only to Companies Transferring From NYSE Arca (Release No. 34-58931; File No. SR-NYSE-2008-97)
   
• NYSE: Notice of Filing of Proposed Rule Change to Clarify Amendments to “Other Securities” Initial Listing Standard (Release No. 34-58928; File No. SR-NYSE-2008-109)
   
• NYSE Altr: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Extend its Temporary Program Relating to Section 31-Related Funds (Release No. 34-58933; File No. SR-NYSEALTR-2008-05)