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What's New on the SEC Website
November 4, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Division of Investment Management No-Action and Interpretive Letters
Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters
Division of Corporation Finance No-Action, Interpretive and Exemptive Letters
Enforcement Investors Claims Funds
Litigation
Administrative Proceedings
- Rhino Trading, LLC, Fat Squirrel Trading Group, LLC, Damon Rein, and Steven Peter (Release No. 34-60941; File No. 3-13677)
- Valcapx Acquisition Corp., Valuestar Corp., Vandelay, Inc., VelocityHSI, Inc., Ventura Entertainment Group, Ltd. (n/k/a Insight Entertainment Group, Ltd.), and Verida Internet Corp. (Release No. 34-60940; File No. 3-13676)
- Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson (Release Nos. 33-9081, 34-60936, IA-2945, IC-28989; File No. 3-13675)
- James E. Otto (Release Nos. 34-60935, IA-2944; File No. 3-13674)
- Pathnet Telecommunications, Inc., Peaches Entertainment Corp., Pet Quarters, Inc., Piccadilly Cafeterias, Inc. (n/k/a Capital City Cornichon Corp.), Pick Communications Corp., and Pipeline Technologies, Inc. (Release No. 34-60930; File No. 3-13636)
- George Tamura (Release No. 34-60927; File No. 34-60927)
- Glenn Manterfield (Release No. IA-2943; File No. 3-13438)
- James E. Otto (Release No. 34-60935, IA-2944; File No. 3-13674)
- Pathnet Telecommunications, Inc., Peaches Entertainment Corp., Pet Quarters, Inc., Piccadilly Cafeterias, Inc. (n/k/a Capital City Cornichon Corp.), Pick Communications Corp., and Pipeline Technologies, Inc. (Release No. 34-60930; File No. 3-13636)
- George Tamura (Release No. 34-60927; File No. 3-13637)
- Minecore International, Inc. (Release No. 34-60926; File No. 3-13672)
- J.P. Morgan Securities Inc. (Release Nos. 33-9078; 34-60928; File No. 3-13673)
Litigation Releases
- Merge Healthcare Incorporated, Richard Linden, and Scott Veech (Lit. Rel. No. 21282; AAER-3067)
- Steven V. Cotton (Lit. Rel. No. 21281; AAER-3066)
- Charles E. LeCroy, and Douglas W. MacFaddin (Lit. Rel. No. 21280)
See also: SEC Complaint
- David J. Hernandez and Relief Defendants NextStep Medical Staffing IL, Inc., NextStep Holdings, Inc., Spectrum Entertainment Group, Inc., The Ilumina Group, Inc., and Gina M. Hernandez (Lit. Rel. No. 21279)
- James J. Treacy, et al. (Lit. Rel. No. 21278; AAER-3065)
- Symbol Technologies, Inc., et al. (Lit. Rel. No. No. 21277; AAER-3064)
Trading Suspensions
Commission Opinions and Adjudicatory Orders
News and Public Statements
Press Releases
Speeches and Public Statements
Regulatory Actions
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program (Release No. 34-60919; File No. SR-CBOE-2009-079; November 3, 2009)
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Time at Which CBSX Opens for Trading from 8:15 a.m. Central Time to 8:00 a.m. Central Time (Release No. 34-60910; File No. SR-CBOE-2009-083; October 30, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule (Release No. 34-60914; File No. SR-ISE-2009-88; November 2, 2009)
- ISE: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members (Release No. 34-60913; File No. SR-ISE-2009-89; November 2, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.82 – Lead Market Makers to Eliminate Obsolete Language and Clarify Rule Provisions (Release No. 34-60923; File No. SR-NYSEArca-2009-96; November 3, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 62 to Support Quoting and Trading in a Minimum Price Variation Below $.01 for Securities Traded on the Exchange for Orders or Interest Priced Below $1.00 Per Share (Release No. 34-60915; File No. SR-NYSE-2009-107; November 3, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust its Rebates Paid to Supplemental Liquidity Providers (Release No. 34-60912; File No. SR-NYSE-2009-108; November 2, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend the Pilot Program (Release No. 34-60911; File No. SR-NYSE-2009-109; November 2, 2009)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Exchange Rule 62 to Support Quoting and Trading in a Minimum Price Variation Below $.01 for Securities Traded on the Exchange for Orders or Interest Priced Below $1.00 Per Share (Release No. 34-60916; File No. SR-NYSEAmex-2009-78; November 3, 2009)
http://www.sec.gov/news/whatsnew/wn110409.shtml
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