What's New on the SEC Website
October 30, 2009

Litigation Releases

• China Holdings, Inc. and Julianna Lu (a.k.a. Jenny XueJian Lu) (Lit. Rel. No. 21272)
   
• King Chuen Tang a/k/a Chen Tang, Ronald Yee, Zisen Yu, Joseph Seto, Ming Siu, King S. Tang a/k/a James K. Tang, and Ying Kit Yu a/k/a Eddie Yu, Defendants, and Venture Associates Fund I, Tang Capital Partners, Acceleration Capital Partners, American Pegasus Long Short Fund Segregated Portfolio, Ping Lee Tang, Ka Ling Lee, Yin Lee Ka, Cheung-Ting Ka, Sylvia Tsui, Doi Ping Siu, Yuen-Lai Ma, Leung-Kee Siu, Rosalie Cho, Minor Child I and Minor Child II, minor children of Defendant King Chuen Tang a/k/a Chen Tang, Relief Defendants (Lit. Rel. No. 21271)
   
• Robert E. Lane, et al. (Lit. Rel. No. 21270)
   
• Robert E. Lane, et al. (Lit. Rel. No. 21269)

Press Releases

• Fee Rate Advisory #3 for Fiscal Year 2010 (2009-230)
   
• SEC Charges Former CFO and Six Relatives and Friends in California-Based Insider Trading Ring (2009-229)
   
• SEC Office of the Chief Accountant Releases Staff Accounting Bulletin (2009-228)
   
• La Comisin de Valores (SEC) realizar un Foro de Formacin de Capital para Pequeas Empresas el 19 de noviembre (2009-227; 22 de Oct, 2009)
   
• La Comisin de Valores (SEC) presenta cargos a un corredor de Nueva York por Manipular precios de acciones a travs de comunicados de prensa falsos y anuncios en Internet (2009-226; 22 de Oct, 2009)
   
• La Comisin de Valores (SEC) lanza Investor.gov (2009-224; 22 de Oct, 2009)

Speeches and Public Statements

• "The Power of the Shareholder & the Rise of Corporate Democracy", by Commissioner Luis A. Aguilar, 2009 New America Alliance Latino Economic Forum, New York, New York (October 29, 2009)

SEC Special Studies

• Exhibits for the Office of Inspector General Report - Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Investment Company Act Notices and Orders

• Notice: MFS Government Markets Income Trust et al. (Release No. IC-28987; File No. 812-13482; October 29, 2009)
   
• Order: Morgan Stanley Investment Management Inc. et al. (Release No. IC-28986; File No. 812-13656; October 29, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality (Release No. 34-60894; File No. SR-BX-2009-068; October 28, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Definition of "Narrow-Based Index" (Release No. 34-60902; File No. SR-ISE-2009-83; October 29, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Related to Market Maker Guidelines (Release No. 34-60897; File No. SR-ISE-2009-85; October 28, 2009)
   
• NASDAQ: Notice of Filing of Proposed Rule Change to Modify the Fees for Listing on the Nasdaq Stock Market and the Fee for Written Interpretations of Nasdaq Listing Rules (Release No. 34-60899; File No. SR-NASDAQ-2009-081; October 28, 2009)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality (Release No. 34-60893; File No. SR-NASDAQ-2009-089; October 28, 2009)

Division of Investment Management No-Action Letters

• General Letter re: disclosure and procedural developments (February 15, 1996)
   
• ASX Settlement & Transfer Corporation (Ref. No. 96-317-CC; File No. 132-3; August 13, 1996)
   
• American Mutual Life Insurance Company (June 13, 1996)

Selected Staff Accounting Bulletins

• Staff Accounting Bulletin No. 113
  (PDF version)