What's New on the SEC Website
October 26, 2009

Division of Corporation Finance — Staff No-Action, Interpretive Exemptive Letters

• Banc of America Investment Services, Inc. (File No. 3-13664; Waiver Request under Regulation A and Rule 505 of Regulation D; October 23, 2009)

Division of Corporation Finance — Compliance and Disclosure Interpretations

• Oil and Gas Rules

Final Rules

• Adoption of Updated EDGAR Filer Manual (EDGAR Filer Manual) (Release Nos. 33-9077, 34-60875, 39-2468, IC-28984; October 26, 2009)

Investment Company Act Notices and Orders

• Charles Schwab Investment Management, Inc. (Release No. IC-28983; File No. 812-13628; October 23, 2009)
   
• Ridgewood Capital Energy Growth Fund, LLC, Ridgewood Capital Fund IV, LLC, Ridgewood Capital Fund IV-B, LLC, Ridgewood Capital Fund IV-C, LLC, Ridgewood Capital QP Fund IV, LLC, Ridgewood Capital QP Fund IV-B, LLC, Ridgewood Capital QP Fund IV-C, LLC, Ridgewood QP Fund III LLC, Ridgewood Venture Fund III LLC, Ridgewood Capital Management, LLC (Release No. IC-28982; File No. 812-13569; October 21, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• NASDAQ OMX BX: Order Approving a Proposed Rule Change to Retroactively Correct an Error in Rule 7018 (Release No. 34-60863; File No. SR-BX-2009-055; October 22, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Extend the Pilot Program to Expose All-Or-None Orders for an Additional One Month (Release No. 34-60866; File No. SR-ISE 2009-81; October 22, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Penny Pilot Program (Release No. 34-60865; File No. SR-ISE-2009-82; October 22, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees for Crossing Orders (Release No. 34-60861; File No. SR-ISE-2009-77; October 22, 2009)
   
• NASDAQ: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center (Release No. 34-60862; File No. SR-NASDAQ-2009-088; October 22, 2009)
   
• NYSE: Order Approving Proposed Rule Change Amending Its Initial Listing Fees for Operating Companies (Release No. 34-60868; File No. SR-NYSE-2009-83; October 22, 2009)
   
• OCC: Order Approving Proposed Rule Change to Clear Options Based on Index-Linked Securities (Release No. 34-60872; File No. SR-OCC-2009-14; October 23, 2009)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program (Release No. 34-60864; File No. SR-CBOE-2009-076; October 22, 2009)