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What's New on the SEC Website
October 22, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
- Park Meditech, Inc., Peerless Industrial Group, Inc., Peerless Tube Co., PH Group, Inc., and PHC, Inc. (Release No. 34-60869; File No. 3-13663)
- Redtop Mountain Corp. (n/k/a Weblogix, Inc.), Reliable Power Systems, Inc., Renaissance Acceptance Group, Inc., Republic Goldfields, Inc., Rexon, Inc. (n/k/a Tecmar Technologies, Inc.), River Oaks Furniture, Inc., Roberds, Inc., and Rochem Environmental, Inc. (Release No. 34-60867; File No. 3-13662)
Litigation Releases
News and Public Statements
Press Releases
Speeches and Public Statements
Regulatory Actions
Concept Releases
Proposed Rules
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Chicago Board Options Exchange Stock Exchange Fees Schedule Related to Stock Component of Stock-Option Cross Trade (Release No. 34-60858; File No. SR-CBOE-2009-077; October 21, 2009)
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Interpretation and Policy .13 to Rule 5.3 (Release No. 34-60857; File No. SR-CBOE-2009-074; October 21, 2009)
- ISE: Order Approving a Proposed Rule Change Relating to Historical ISE Open/Close Trade Profile Fees (Release No. 34-60859; File No. SR-ISE-2009-64; October 21, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC to Amend ISE Rules Relating to the Minimum Size Requirement for Quotations (Release No. 34-60854; File No. SR-ISE-2009-84; October 21, 2009)
- NMS: Order Approving Joint Amendment No. 1 to the Options Order Protection and Locked/Crossed Market Plan (Release No. 34-60841; File No. 4-546; October 20, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obligations of Lead Market Makers (Release No. 34-60855; File No. SR-NYSEArca-2009-92; October 21, 2009)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactively Waiving the Cancellation Fee (Release No. 34-60853; File No. SR-Phlx-2009-89; October 21, 2009)
- Phlx: Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Regarding Listing Certain Options at $1 Strike Price Intervals Below $200 and Listing Certain Options at $2.50 Strike Price Intervals Below $200 (Release No. 34-60840; File No. SR-Phlx-2009-77; October 20, 2009)
http://www.sec.gov/news/whatsnew/wn102209.shtml
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