What's New on the SEC Website
October 19, 2009

Speeches and Public Statements

• Remarks at the Trader Forum 2009 Fall Workshop: Securities Markets and Regulatory Reform by James A. Brigagliano, Boston, Massachusetts, October 8, 2009

Administrative Proceedings

• National Venture Capital Fund, Inc., Nationsmart Corp., Nationwide Capital Corp., NeoStar Retail Group, Inc., Nesco, Inc., Netship Fulfillment, Inc., New Zealand Petroleum Co., Ltd. (n/k/a Abano Healthcare Group, Ltd.), and Nexiq Technologies, Inc. (f/k/a WPI Termiflex, Inc.) (Release No. 34-60838; File No. 3-13632)
   
• Theodore W. Urban (Release Nos. 34-60837, IA-2938; File No. 3-13655)
   
• Cornerstone Capital Management, Inc., and Laura Jean Kent (Release No. 34-60675; File No. 3-13199; September 15, 2009)

Investment Company Act Notices and Orders

• Investment Company Act Release: Pioneer Diversified High Income Trust, et al. (Notice) (Release No. IC-28947; File No. 812-13432-02; October 16, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• FINRA: Notice of Filing of Proposed Rule Change to Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books) (Release No. 34-60836; File No. SR-FINRA-2009-060; October 16, 2009)
   
• FINRA: Order Appoving Proposed Rule Change to Adopt FINRA Rules 5210 (Publication of Transactions and Quotations) and 5220 (Offers at Stated Prices) into the Consolidated Rulebook (Release No. 34-60835; File No. SR-FINRA-2009-055; October 16, 2009)
   
• FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2251 (Forwarding of Proxy and Other Issuer-Related Materials) in the Consolidated FINRA Rulebook (Release No. 34-60824; File No. SR-FINRA-2009-066; October 14, 2009)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services (Release No. 34-60834; File No. SR-NYSEArca-2009-88; October 16, 2009)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Dates of the Quarterly Expansion of the Penny Pilot Program for Options (Release No. 34-60833; File No. SR-NYSEArca-2009-91; October 16, 2009)