What's New on the SEC Website
October 16, 2009

Administrative Proceedings

• Philip G. Barry (Release No. IA-2937; File No. 3-13654)
   
• Tobias Bros. Inc. (Release No. IA-2936; File No. 3-13653)
   
• Michael C. Regan (Release No. IA-2935; File No. 3-13652)

Litigation Releases

• Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat and New Castle LLC (Lit. Rel. No. 21255); see also Complaint
   
• Marvel Partners, marvelpartners.us, marvelpartners.net, and John Does, Nos. 1-5 (Lit. Rel. No. 21254)
   
• Lion Gate Capital, Inc. and Kenneth Rickel (Lit. Rel. No. 21253)
   
• Forest Resources Management Corp., et al. (Lit. Rel. No. 21252)
   
• HomePals Investment Club, LLC, HomePals, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri (Lit. Rel. No. 21251)

Trading Suspensions

• Altiva Financial Corp., Atlantic Gulf Communities Corp., CFI Mortgage, Inc., Commodore Holdings Ltd., Conversion Technologies International, Inc., Cyntech Technologies, Inc., Diversified Senior Services, Inc., Dyersburg Corp., Flour City International, Inc., (Release No. 34-60831)
  See also Order

Press Releases

• A Joint Report of the SEC and the CFTC on Harmonization of Regulation (October 16, 2009)
   
• SEC Charges Billionaire Hedge Fund Manager Raj Rajaratnam with Insider Trading (Press Release No. 2009-221)
   
• Adam Storch Named Managing Executive of SEC's Enforcement Division (Press Release No. 2009-220)
   
• SEC Charges Three South Florida Residents Targeting Haitian-American Investors in Ponzi Scheme (Press Release No. 2009-239)
   
• CFTC and SEC Issue Joint Report on Regulatory Harmonization (Press Release No. 2009-218)

Speeches and Public Statements

• Remarks at Press Conference by Robert Khuzami, Director, Division of Enforcement, New York, N.Y. (October 16, 2009)
   
• Remarks Concerning Regulatory Harmonization Report by Chairman Mary L. Schapiro Joint SEC/CFTC Press Teleconference, Washington, D.C. (October 16, 2009)
   
• Remarks at the Center for the Study of International Business Law at Brooklyn Law School Breakfast Roundtable, by Commissioner Elisse B. Walter, Harvard Club, New York, New York (October 9, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• NASDAQ OMX BX: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Chapter XII of the BOX Rules (Release No. 34-60832; File No. SR-BX-2009-066)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7015 Governing Access Services to Add an Additional Service and Related Fee, and to Make a Technical Change (Release No. 34-60826; File No. SR-BX-2009-062; October 14, 2009)
   
• NYSE Arca: Order Granting Approval of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j) (Release No. 34-60822; File No. SR-NYSEArca-2009-77; October 14, 2009)
   
• NYSEAmex: Order Granting Approval of Proposed Rule Change Amending NYSE Amex Options Rule 915 (Release No. 34-60823; File No. SR-NYSEAmex-2009-59; October 14, 2009)