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What's New on the SEC Website
October 14, 2008
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Litigation Releases
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive Exemptive Letters
- First Southwest Company, May 27, 2008
- Hartford Investment Financial Services, LLC; HL Investment Advisors, LLC; and Hartford Securities Distribution Company, Inc., May 14, 2008
- Edward D. Jones & Co., L.P., August 1, 2005
- Millennium Partners, L.P., December 1, 2005
- J.P. Morgan Chase & Co., July 28, 2003
- New England Securities Corp., February 21, 2006
- Friedman, Billings, Ramsey & Co., Inc., January 16, 2007
Regulatory Actions
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
http://www.sec.gov/news/whatsnew/wn101408.shtml
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