What's New on the SEC Website
October 5, 2006

Litigation Releases

• First United Financial Group, LLC, et al. (Release No. LR-19860)
   

Information for EDGAR Filers

• EDGAR System Release 9.5 to be Implemented on October 30, 2006
   
• DRAFT EDGAR Filer Manual
   
• DRAFT EDGAR XFDL Technical Specification (Version 4)
   
• DRAFT EDGAR Transfer Agent XML Technical Specification (Version 1)
   

Proposed Rules

• Amendments to Rule 15c3-1 and Rule 17a-11 Applicable to Broker-Dealers also Registered as Futures Commission Merchants (Release No. 34-54575, File No. S7-16-06)
   

Self-Regulatory Organization (SRO) Rulemaking

• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange and Regulatory Bulletin Annual Subscription Fee (Release No. 34-54563, File No. SR-CBOE-2006-78)
   
• FICC: Notice of Filing of a Proposed Rule Change Relating to Financial Responsibility, Operational Capability, Insolvency, and Ceasing to Act (Release No. 34-54570, File No. SR-FICC-2006-12)
   
• ISE: Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders (Release No. 34-54571, File No. File No. SR-ISE-2006-56)
   
• NYSE: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to A Pilot Until 10/31/06 to Put Into Operation Certain Rule Changes Pending Before the Securities and Exchange Commission to Coincide With the Exchange’s Implementation of Phase 3 of the NYSE HYBRID MARKETSM (Release No. 34-54578, File No. SR-NYSE-2006-82)
   
• NYSE: Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Provide Floor Brokers With the Ability to Enter Discretionary Instructions and/or Pegging Instructions with Respect to Floor Broker Agency Interest Files (e-Quotes) (Release No. 34-54577, File No. SR-NYSE-2006-36)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 17 (Release No. 34-54560, File No. SR-NYSE-2006-74)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 19 (Locking or Crossing Protected Quotations in NMS Stocks) (Release No. 34-54559, File No. SR-NYSE-2006-63)
   
• NYSE Arca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB G10 Currency Harvest Fund Pursuant to Unlisted Trading Privileges (Release No. 34-54569, File No. SR-NYSEArca-2006-64)
   
• OCC: Notice of Filing of a Proposed Rule Change Relating to an Escrow Program Fee to Be Charged to Escrow Banks (Release No. 34-54572, File No. SR-OCC-2006-12)
   

Corporation Finance

Staff No-Action, Interpretive and Exemptive Letters

• SPARTA, Inc. (October 4, 2006)