What's New on the SEC Website
October 5, 2009

Press Releases

• SEC Approves New Exchange Rules for Breaking Clearly Erroneous Trades (2009-215; October 5, 2009)
   
• Lori Schock Named Director of SEC Office of Investor Education and Advocacy (2009-214; October 5, 2009)

SEC Investor Advisory Committee

• Agenda and Meeting Materials for October 5, 2009, Public Meeting
   
• Draft Recusal Policy

Litigation Releases

• John J. Bravata, et al. (Lit. Rel. No. 21237)
   
• Matthew W. Hardey, L. Cyrus DeBlanc, and Joe E. Penland (Lit. Rel. No. 21236)

Administrative Proceedings

• Frank Dipascali, Jr. (Release No. 34-60787, IA-2931; File No. 3-13639)
   
• Energy Source, Inc. (Release No. 34-60786; File No. 3-13638)

Trading Suspensions

• SpongeTech Delivery Systems, Inc. (Trading Suspension) (Release No. 34-60788; October 5, 2009)
  See also Order

• Advanced Commitment Program: Frequently Asked Questions

Division of Trading and Markets

• Annual Report on Nationally Recognized Statistical Rating Organizations, September 2009

Final Rule

• References to Ratings of Nationally Recognized Statistical Rating Organizations (Release Nos. 34-60789, IC-28939; File Nos. S7-17-08, S7-19-08)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of a Proposal to Amend Exchange Rule 11890 Governing Clearly Erroneous Executions (Release No. 34-60777; File No. SR-BX-2009-060; October 2, 2009)
   
• BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.17, entitled Clearly Erroneous Executions. (Release No. 34-60759; File No. SR-BATS-2009-030; October 1, 2009)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend on CBSX the Taker Fees and Maker Rebates (Release No. 34-60779; File No. SR-CBOE-2009-073; October 2, 2009)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the CBSX Obvious Error Rule (Release No. 34-60760; File No. SR-CBOE-2009-071; October 1, 2009)
   
• CHX: Notice of Filing and Immediate Effectiveness of a Proposal Relating to Exchange Rule Regarding Clearly Erroneous Transactions (Release No. 34-60775; File No. SR-CHX-2009-11; October 2, 2009)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Certain Cross-References within Certain FINRA Rules (Release No. 34-60774; File No. SR-FINRA-2009-062; October 2, 2009)
   
• FINRA: Notice of Filing of Proposed Rule Change to Adopt NASD Rules 2360 and 2361 into the Consolidated Rulebook as FINRA Rules 2130 and 2270 (Release No. 34-60754; File No. SR-FINRA-2009-059; October 2, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees (Release No. 34-60780; File No. SR-ISE-2009-71; October 2, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees for Certain Complex Orders (Release No. 34-60778; File No. SR-ISE-2009-72; October 2, 2009)
   
• ISE: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members (Release No. 34-60770; File No. SR-ISE-2009-69; October 2, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule (Release No. 34-60769; File No. SR-ISE-2009-68; October 2, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes (Release No. 34-60767; File No. SR-ISE-2009-67; October 1, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Clearly Erroneous Executions (Release No. 34-60761; File No. SR-ISE-2009-73; October 1, 2009)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposal to Amend NASDAQ Rule 11890 Governing Clearly Erroneous Executions (Release No. 34-60776; File No. SR-NASDAQ-2009-086; October 2, 2009)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 11.19 Governing Clearly Erroneous Executions (Release No. 34-60762; File No. SR-NSX-2009-05; October 1, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Interim Rule 128 Governing Clearly Erroneous Executions for NYSE Equities (Release No. 34-60781; File No. SR-NYSE-2009-103; October 2, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Discontinue Rebates Paid to Floor Brokers for Orders Swept into the Close (Release No. 34-60768; File No. SR-NYSE-2009-98; October 2, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify its Requirements with Respect to Quarterly Earnings Releases (Release No. 34-60763; File No. SR-NYSE-2009-94; October 1, 2009)
   
• NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 128 Governing Clearly Erroneous Executions for NYSE Amex Equities (Release No. 34-60782; File No. SR-NYSEAmex-2009-69; October 2, 2009)