What's New on the SEC Website
October 2, 2009

Privacy

• System of Record Notice SEC-59: Office of Interpretation and Guidance Log; Office of Broker-Dealer Finances NRSRO Log; Office of Financial Responsibility Log (SORN)
   
• System of Record Notice SEC-58: System for Enforcement Case Tracking and Routing (SECTR). (SORN)
   
• System of Record Notice SEC-57: Information Pertaining or Relevant to SEC Registrants and Their Activities. (SORN)
   
• System of Records Notice SEC-56: Mailing, Contact and Other Lists (SORN)
   
• System of Records Notice SEC-55: Information Pertaining or Relevant to SEC Registrants and Their Activities (SORN)

Division of Corporation Finance

Staff No-Action, Interpretive Exemptive Letters

• DeVry Inc. (September 25, 2009)

Division of Investment Management Archive 13(f) Lists

• Section13-F

Commission Opinions and Orders

• Fannie Mae Securities Litigation (Rel. No. 34-60772)

Press Releases

• Small Public Companies to Begin Providing Audited Assessment of Internal Controls Over Financial Reporting in Nine Months (Press Rel. No. 2009-213)

SEC Special Studies

• Study of the Sarbanes-Oxley Act of 2002 Section 404 Internal Control over Financial Reporting Requirements (Office of Economic Analysis; September 2009)

Speeches and Public Statements

• Statement of Commissioner Luis A. Aguilar Regarding His Commitment to Implementation of Sarbanes-Oxley Section 404(b), Washington, D.C.
   
• "SEC Rulemaking - 'Advancing the Law' to Protect Investors" by Commissioner Elisse B. Walter, Chicago, Illinois

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Fees and Rebates in Various Trading Sessions (Release No. 34-60753; File No. SR-CHX-2009-14; September 30, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operation of Its New Market Model Pilot and Supplemental Liquidity Providers Pilot, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilots Permanent or November 30, 2009 (Release No. 34-60756; File No. SR-NYSE-2009-100; October 1, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amending NYSE Rule 103B to: 1) Codify the Exchanges Existing Practice that Renders Designated Market Marker Units Ineligible to Interview for Securities that are Directly Related to the Performance or Credit of Any of the DMMs Affiliated Entities; 2) Define 'Related Security" for Purposes of NYSE Rule 103B; 3) Provide that all Related Securities Listed Under Section 703.19 of the Exchanges Listed Company Manual will be Automatically Assigned to the Designated Market Maker Unit; 4) Define Repackaged Security for Purposes of NYSE Rule 103B, and Provide that Repackaged Securities are Allocated Through the Allocation Process pursuant to NYSE Rule 103B (Release No. 34-60755; File No. SR-NYSE-2009-99; September 30, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Archipelago Securities LLC (Release No. 34-60752; File No. SR-NYSE-2009-101; September 30, 2009)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Archipelago Securities LLC (Release No. 34-60750; File No. SR-NYSEArca-2009-87; September 30, 2009)
   
• NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or November 30, 2009 (Release No. 34-60758; File No. SR-NYSEAmex-2009-65; October 1, 2009)
   
• NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Archipelago Securities LLC (Release No. 34-60751; File No. SR-NYSEAmex-2009-67; September 30, 2009)

Division of Investment Management No-Action Letters

• Sisters of Mercy of the Americas, Inc. (October 1, 2009)