What's New on the SEC Website
October 2, 2006

Litigation Release

• Martin J. Druffner, et. al. (Release No. LR-19856)
   

Administrative Proceedings

• Global Express Securities, Inc. (Release No. 34-54557)
   
• Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA (Release No. 34-54554)
   
• Strong Capital Management, Inc. (Release Nos. IA-2560; IC-27508)
   

Administrative Law Judges Initial Decisions

• Notice that Initial Decision Has Become Final: Michael V. Lipkin and Joshua Shainberg (Release No. 34-54560)
   

Division of Investment Management — No-Action Letters

• Citigroup Global Markets, Inc. (September 26, 2006; re: Investment Advisers Act of 1940 - Section 17(a)(2))
   
• Merrill Lynch & Co., Inc., et al. (September 27, 2006; re: Investment Company Act of 1940 – Section 17(a), 10(f), 12(d)(3), 17(d) and Rule 17d-1)
   

Office of the Inspector General — Audit Reports

• Personnel Files (Audit No. 419)
   
• Division of Investment Management Exemptive Application Processing (Audit No. 408)

Division of Investment Management — Archive 13(f) Lists

• Fourth Quarter, 2000
   
• Third Quarter, 2000
   
• Second Quarter, 2000
   
• First Quarter, 2000
   

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• NASD: Order Approving a Proposed Rule Change and Amendment No. 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto to Align NASD Rules with Regulation NMS (Release No. 34-54537; File No. SR-NASD-2006-091); see also Amendment No. 3
   
• Phlx: Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Exchange's New Equity Trading System, XLE (Release No. 34-54538; File No. SR-Phlx-2006-43)
   
• NSX: Order Approving Proposed Rule Change to Allow the Primary Market Print Protection Rule to be Applied on an Optional Basis (Release No. 34-54539; File No. SR-NSX-2006-06)