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What's New on the SEC Website
September 29, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Law Judge (ALJ) Decisions and Orders
- Paivis Corp., Peabodys Coffee, Inc., Penge Corp., Petrol Industries, Inc. (n/k/a Caddo International, Inc.), Phantom Entertainment, Inc., Phoenix Medical Technology, Inc., Phoenix Metals Usa II, Inc., Phymed, Inc., Pico Products, Inc., and Piemonte Foods, Inc. (Release No. ID-389; File No. 3-13527)
Commission Opinions and Adjudicatory Orders
Administrative Proceedings
- Regeena Resources, Inc. (n/k/a Ameridian Ventures, Inc.), Regency Capital West, Inc., Repeater Technologies, Inc., Reserve Exploration Co., The Resort at Summerlin, LP, RimPac Resources Ltd., Rio Ventures, Inc., and Roast "N" Roll Restaurants of the Past, Inc. (Release No. 34-60742)
- Torque Engineering Corp., Transcoastal Marine Services, Inc., Transfinancial Holdings, Inc., Transwest Energy, Inc., Trend Vision Technologies, Inc., and Tricord Systems, Inc. (Release No. 34-60740)
- National Venture Capital Fund, Inc., Nationsmart Corp., Nationwide Capital Corp., NeoStar Retail Group, Inc., Nesco, Inc., Netship Fulfillment, Inc., New Zealand Petroleum Co., Ltd. (n/k/a Abano Healthcare Group, Ltd.), and Nexiq Technologies, Inc. (f/k/a WPI Termiflex, Inc.) (Release No. 34-60734)
- Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network (Release Nos. 34-60733, IA-2929)
- Universal Food & Beverage Co. (Release No. 34-60731)
- Consumers Financial Corporation (Release No. 34-60729)
- Stratum Wealth Management, LLC and Charles B. Ganz (Release Nos. 33-9067, 34-60735, IA-2930, IC-28934)
- United Global Securities, Inc. and Richard D. Blair (Release Nos. 33-9066, 34-60732, IA-2928)
Litigation Releases
Trading Suspensions
News and Public Statements
Speeches and Public Statements
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
http://www.sec.gov/news/whatsnew/wn092909.shtml
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