What's New on the SEC Website
September 28, 2009

Press Releases

• Fee Rate Advisory #2 for Fiscal Year 2010 (Press Release No. 2009-209)
   
• SEC Charges Detroit-Area Stock Broker Who Lured Elderly into $250 Million Ponzi Scheme (Press Release No. 2009-208)

Speeches and Public Statements

• Staff Statements at SEC Open Meeting — NRSROs in Washington, D.C., September 17, 2009

Administrative Proceedings

• TVI Corporation (Release No. 34-60724; File No. 3-13627)

Litigation Releases

• Maximum Return Investments, Inc. and Clelia A. Flores (Lit. Rel. No. 21225)
   
• K&L International Enterprises, Inc., et al. (Lit. Rel. No. 21224)
   
• Frank Bluestein (Lit. Rel. No. 21223); See also Complaint

Investment Company Act Notices and Orders

• Ridgewood Capital Energy Growth Fund, LLC, et al. (Notice) (Release No. IC-28931; File No. 812-13569; September 25, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Order Appoving Proposed Rule Change Related to Market-Maker and Specialist Orders (Release No. 34-60710; File No. SR-CBOE-2009-057; September 23, 2009)
   
• DTC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Payment Order System for Premium Payment Orders (Release No. 34-60704; File No. SR-DTC-2009-15; September 22, 2009)
   
• FINRA: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as modified by Amendment No. 2 Thereto, Expanding TRACE to Include Agency Debt Securities and Primary Market Transactions (Release No. 34-60726; File No. SR-FINRA-2009-010; September 28, 2009)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend to November 30, 2010, the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) (Release No. 34-60722; File No. SR-FINRA-2009-063; September 25, 2009)
   
• MSRB: Order Approving Proposed Rule Change Relating to Amendments to Rule G-11(i) (Settlement of Syndicate or Similar Account), Rule G-11(j) (Payment of Designations), and Rule G-12(i) (Settlement of Joint or Similar Account) (Release No. 34-60725; File No. SR-MSRB-2009-12; September 28, 2009)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Commentary .04 to Rule 6.4 Series of Options Open for Trading (Release No. 34-60721; File No. SR-NYSEArca-2009-85; September 25, 2009)
   
• NYSE Arca: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing Four Grail Advisors RP Exchange-Traded Funds (Release No. 34-60717; File No. SR-NYSEArca-2009-74; September 24, 2009)
   
• NYSE Arca: Order Approving Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan) (Release No. 34-60716; File No. SR-NYSEArca-2009-70; September 24, 2009)

• EDGAR Form D XML Technical Specification (Version 6.3.0)
   
• EDGAR XFDL Technical Specification (Version 9)

Securities Lending and Short Sale Roundtable, September 29-30, 2009

• Panelist Biographies