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What's New on the SEC Website
September 26, 2008
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions and Offices
Office of Inspector General Audit Reports
Divisions/Offices
Division of Enforcement
Investors Claims Funds
Division of Investment Management
Division of Investment Management Staff No-Action and Interpretive Letters
FOIA Program
Frequently Requested FOIA Documents
Litigation
Administrative Proceedings
Litigation Releases
Trading Suspensions
News & Public Statements
Commission Open Meetings
Press Releases
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Order: Eaton Vance Institutional Senior Floating-Rate Fund (Release No. IA-28404; File No. 811-9294)
- Order: Eaton Vance Advisers Senior Floating-Rate Fund (Release No. IC-28403, File No. 811-8671)
- Order: EV Classic Senior Floating-Rate Fund (Release No. IC-IC-28402, File No. 811-7946)
- Order: Eaton Vance Prime Rate Reserves (Release No. IC-28401, File No. , 811-5808)
- Order: S&P 500 GEAREDSM Fund II Inc. (Release No. IC-28400, File No. 811-21794)
- Order: NASDAQ-100 GEAREDSM Fund Inc. (Release No. IC-28399, File No. 811-21693)
- Order: S&P 500 GEAREDSM Fund V Inc. (Release No. IC-28398, File No. 811-21692)
- Order: IQ Tax Advantaged Dividend Income Fund Inc. (Release No. IC-28397, File No. , 811-21555)
- Order: UBS Health Sciences Fund, L.L.C. (Release No. IC-28396, File No. 811-9985)
- Order: AllianceBernstein International Research Growth Fund, Inc. (Release No. IC-28395, File No. 811-8527)
- Order: CGM Capital Development Fund (Release No. IC-28394, File No. 811-933)
- Order: SEI Opportunity Master Fund, L.P. (Release No. IC-28393, File No. 811-21352)
- Order: AIM Select Real Estate Income Fund (Release No. IC-28392, File No. 811-21048)
- Order: Credit Suisse Japan Equity Fund, Inc. (Release No. IC-28391, File No. 811-7371)
- Order:Sage Life Investment Trust (Release No. IC-28390, File No. 811-8623)
Investment Company Act Notices and Orders
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rulebook Chapter XI to Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 to Add Definitions of Market Maker and Market M (Release No. 34-58644; File No. SR-BATS-2008-005)
- FINRA: Notice of Filing of Proposed Rule Change Relating to the Supervision of Market Letters (Release No. 34-58648, File No. SR-FINRA-2008-044)
- FINRA: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Adoption of NASD Rules 4000 through 10000 Series and the 12000 through 14000 Series as FINRA Rules in the New Consolidated FINRA Rulebook; Order Approving Proposed Rule Change Relating to the Membership Waive-In Process for Certain New York Stock Exchange Members; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the FINRA Rule 0100 Series (General Standards) in the Consolidated FINRA Rulebook; Order Approving Proposed Rule Change to Adopt FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade), FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices), and FINRA Rule 5150 (Fairness Opinions) in the Consolidated FINRA Rulebook; and Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Repeal NASD Rule 1130 and Incorporated Rules 405A, 440F, 440G and 447 as Part of the Process of Developing the Consolidated (Release No. 34-58643; FINRA Rulebook: File Nos. SR-FINRA-2008-021, SR-FINRA-2008-022, SR-FINRA-2008-026, SR-FINRA-2008-028, SR-FINRA-2008-029)
http://www.sec.gov/news/whatsnew/wn092608.shtml
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