What's New on the SEC Website
September 26, 2007

Opinions

• Conrad P. Seghers (Release No. IA-2656)
   

Litigation Releases

• Alexander James Trabulse et al. (Release No. LR-20300); see also Complaint
   
• Michael B. Upton (Release No. LR-20299); see also Complaint
   

Administrative Proceedings

• Novatek International, Inc. a/k/a Medical Diagnostic Products, Inc. (Release No. 34-56537); see also Order
   
• C.R. Williams, Inc. and Charles Russell Williams II (Release No. IA-2660); see also Order
   
• Kangsan Kim (Release No. 34-56536); see also Order
   
• Bristow Group Inc. (Release No. 34-56533)
   
• Justin F. Ficken (Release No. 34-56531); see also Order
   

Division of Investment Management No-Action letter

• Investment Adviser Association (September 20, 2007)
   

Press Releases

• SEC Brings Fraud Charges Against San Francisco Hedge Fund Manager (Press Release No. 2007-203)
   
• SEC Announces New Initiative to Warn Investors About Questionable Securities Solicitations (Press Release No. 2007-202)
   
• SEC Institutes Settled Enforcement Action Against Bristow Group for Improper Payments to Nigerian Government Officials and Other Violations (Press Release No. 2007-201)
   

Testimony

• The Role and Impact of Credit Rating Agencies on the Subprime Credit Markets, by Chairman Christopher Cox, Before the United States Senate Committee on Banking, Housing, and Urban Affairs
   

Rulemaking Petition

• Request for rulemaking under the Securities Act of 1933 to permit commodity pools to publish and distribute advertisements that disclose certain information about the commodity pool beyond that specified by the safe harbor of Rule 134 (File No. 4-548)
   

Other Commission Orders, Notices, and Information

• Public Alert: Unregistered Soliciting Entities ("PAUSE") Program (Release No. 34-56534)
   
• Order Cancelling the Registration of a Transfer Agent (Release No. 34-56521)
   

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• Amex: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Currency Trust Shares of Seven Currency Trusts Pursuant to Unlisted Trading Privileges (Release No. 34-56515, File No. SR-Amex-2007-101)
   
• NASD: Order Approving Proposed Rule Change Relating to Interpretative Material 9216, Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2) (Release No. 34-56504, File No. SR-NASD-2007-055)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Obvious Error Rules (Release No. 34-56494, File No. SR-CBOE-2007-110)
   
• FINRA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Changes in the Functionality of the NASD/NYSE Trade Reporting Facility (Release No. 34-56491, File No. SR-FINRA-2007-015)