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What's New on the SEC Website
September 21, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
- Polar Molecular Holding Corporation (Release No. 34-60702; File No. 3-13620)
- Raymond James Financial Services, Inc., and J. Stephen Putnam (Release No. 34-60700; File No. 3-11692)
- Regions Bank (Release Nos. 33-9065, 34-60699; File No. 3-13618)
- V-Twin Holdings, Inc. (n/k/a Tobacco One, Inc.), Valley Media, Inc., Venturequest Group, Inc. (n/k/a Dex-Ray Resources, Inc.), Verex Laboratories, Inc., Vibro-Tech Industries, Inc., Video City, Inc., and Vidikron Technologies Group, Inc. (Release No. 34-60685; File No. 3-13575; September 18, 2009)
Litigation Releases
News and Public Statements
Commission Open Meetings
Press Releases
Speeches and Public Statements
Staff Interpretations
Division of Corporation Finance No-Action, Interpretive and Exemptive Letters
Regulatory Actions
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- Phlx: Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 (Release No. 34-60694; SR-Phlx-2009-65; September 18, 2009)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Maximum Number of Quoters ("MNQ") Permitted to be Assigned in Equity Options (Release No. 34-60688; SR-Phlx-2009-82; September 18, 2009)
- Phlx: Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Exchange’s By-Laws, Regulatory Oversight Committee and Referee Program (Release No. 34-60687; SR-Phlx-2009-59; September 18, 2009)
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 (Release No. 34-60695; File No. SR-CBOE-2009-069; September 18, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading At or Below $3.00 (Release No. 34-60696; File No. SR-ISE-2009-65; September 18, 2009)
http://www.sec.gov/news/whatsnew/wn092109.shtml
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