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What's New on the SEC Website
September 17, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- DTC: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control (Release No. 34-60660; File Nos. SR-DTC-2009-14, SR-NSCC-2009-07, SR-FICC-2009-09; September 11, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center (Release No. 34-60674; File No. SR-NASDAQ-2009-082; September 15, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until September 22, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction (Release No. 34-60678; File No. SR-NYSE-2009-95; September 16, 2009)
- NYSE: Order Approving a Proposed Rule Change Amending NYSE Rule 1000 to Allow Exchange Systems to Access CCS Interest to Partially Fill an Incoming Limit Order (Release No. 34-60671; File No. SR-NYSE-2009-71; September 15, 2009)
- NYSEAmex: Order Approving a Proposed Rule Change Amending NYSE Amex Equities Rule 1000 to Allow Exchange Systems to Access CCS Interest to Partially Fill an Incoming Limit Order (Release No. 34-60670; File No. SR-NYSEAmex-2009-46; September 15, 2009)
News and Public Statements
Recent Press Releases
Speeches and Public Statements
- Statement at SEC Open Meeting — Flash Orders, by Chairman Mary L. Schapiro, Washington, D.C.
- Statement at SEC Open Meeting — NRSROs, by Chairman Mary L. Schapiro, Washington, D.C.
- Address to Transatlantic Corporate Governance Dialogue — 2009 Conference, by Chairman Mary L. Schapiro, Washington D.C.
- Statement at SEC Open Meeting, by Commissioner Kathleen L. Casey, Washington, D.C.
Commission Open Meetings
Litigation
Administrative Proceedings
Commission Opinions and Orders
Information for EDGAR Filers
http://www.sec.gov/news/whatsnew/wn091709.shtml
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