What's New on the SEC Website
September 16, 2009

Administrative Proceedings

• Consolidated Resources Group, Inc. (Release No. 34-60677; File No. 3-13534)

Litigation Releases

• Tony E. Morrison and Texas Securities Partners LLC (Lit. Rel. No. 21212)
   
• Michael Lauer, et al. (Lit. Rel. No. 21211)

Press Releases

• SEC Announces New Division of Risk, Strategy, and Financial Innovation (2009-199)
   
• SEC and UK FSA Discuss Approaches to Global Regulatory Requirements (2009-198)

Investment Company Act Notices and Orders

• MML Series Investment Fund, Et Al. (Release No. IC-28901; File No. 812-13611; September 15, 2009)
   
• Grail Advisors LLC and Grail Advisors ETF Trust (Release No. IC-28900; File No. 812-13516-01; September 14, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dissemination of Certain Index Data (Release No. 34-60666; File No. SR-CBOE-2009-062; September 14, 2009)
   
• CBOE: Order Approving a Proposed Rule Change Related to the Hybrid Matching Algorithms (Release No. 34-60665; File No. SR-CBOE-2009-052; September 14, 2009)
   
• FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2232 (Customer Confirmations) in the Consolidated FINRA Rulebook and to Delete NASD Rule 2230, NASD IM-2110-6 and Incorporated NYSE Rule 409 (Release No. 34-60669; File No. SR-FINRA-2009-058; September 14, 2009)
   
• FINRA: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Adopt FINRA Rules 2262 (Disclosure of Control Relationship with Issuer), 2269 (Disclosure of Participation or Interest in Primary or Secondary Distribution) and 5260 (Prohibition on Transactions, Publication of Quotations, or Publication of Indications of Interest During Trading Halts) in the Consolidated FINRA Rulebook (Release No. 34-60659; File No. SR-FINRA-2009-044; September 11, 2009)
   
• NASDAQ: Notice of Filing of Proposed Rule Change to Amend IM-2110-4 To Reflect Changes to a Corresponding FINRA Rule (Release No. 34-60661; File No. SR-NASDAQ-2009-083; September 11, 2009)
   
• NASDAQ OMX BX: Notice of Filing of Proposed Rule Change to Amend IM-2110-4 To Reflect Changes to a Corresponding FINRA Rule (Release No. 34-60662; File No. SR-BX-2009-053; September 11, 2009)
   
• NASDAQ OMX BX: Order Approving Proposed Rule Change to Extend a Holiday for Certain Registration and Processing Fees for Associated Persons (Release No. 34-60668; File No. SR-BX-2009-043); September 14, 2009)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing its Schedule of Fees and Charges for Exchange Services (Release No. 34-60664; File No. SR-NYSEArca-2009-81; September 14, 2009)

Frequently Requested FOIA Documents

• Fails-to-Deliver Data (Second Half of August 2009) (ZIP)