|
|
 |
What's New on the SEC Website
September 14, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Regulatory Actions
Final Rules
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Equity Option Opening Transactions (Release No. 34-60641; File No. SR-CBOE-2009-064; September 9, 2009)
- FINRA: Order Approving Proposed Rule Change to Adopt FINRA Rule 5230 (Payments Involving Publications that Influence the Market Price of a Security) in the Consolidated FINRA Rulebook (Release No. 34-60648; File No. SR-FINRA-2009-048; September 10, 2009)
- ISE: Notice of Filing of Proposed Rule Change Relating to Historical ISE Open/Close Trade Profile Fees (Release No. 34-60654; File No. SR-ISE-2009-64; September 11, 2009)
- NASDAQ OMX BX: Notice of Filing of Proposed Rule Change to Retroactively Correct an Error in Rule 7018 (Release No. 34-60634; File No. SR-BX-2009-055; September 8, 2009)
- NYSE: Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 to Amend Certain Corporate Governance Requirements (Release No. 34-60653; File No. SR-NYSE-2009-89; September 11, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until September 15, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction (Release No. 34-60649; File No. SR-NYSE-2009-93; September 10, 2009)
- NYSE: Notice of Filing of Proposed Rule Change Amending Its Initial Listing Fees for Operating Companies (Release No. 34-60644; File No. SR-NYSE-2009-83; September 10, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. in Connection with the Proposal of NYSE Euronext to Require That at Least Three-fourths of its Directors Satisfy Independence Requirements (Release No. 34-60646; File No. SR-NYSEArca-2009-82; September 10, 2009)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC in Connection with the Proposal of NYSE Euronext to Require That at Least Three-fourths of its Directors Satisfy Independence Requirements (Release No. 34-60647; File No. SR-NYSEAmex-2009-60; September 10, 2009)
News and Public Statements
Litigation
Administrative Proceedings
Litigation Releases
Office of Administrative Law Judges
ALJ Initial Decisions: Administrative Law Judges
Divisions
Division of Corporation Finance
Compliance and Disclosure Interpretations
http://www.sec.gov/news/whatsnew/wn091409.shtml
|