What's New on the SEC Website

This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!

Investment Company Act Notices and Orders

GE Asset Management Incorporated and GE Investment Distributors, Inc. (Release No. IC-28899; File No. 812-13680; September 9, 2009)
Old Mutual Global Shares Trust (Release No. IC-28898; File No. 812-13614; September 9, 2009)

Public Petitions for Rulemaking

Request rulemaking to eliminate the requirement that an arbitrator affiliated with the securities industry sit on all public investor cases arbitrated before FINRA in which the amount in controversy exceeds $100,000 (Submitted by Robert H. Rex, Dickenson Murphy Rex and Sloan, August 31, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

FINRA: Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Rule 2320 Regarding Best Execution and Interpositioning (Release No. 34-60635; File No. SR-FINRA-2007-024; September 8, 2009)
NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Audit Trail Information (Release No. 34-60633; File No. SR-BX-2009-052; September 8, 2009)

What's New on the SEC Website
September 10, 2009

View Previous Issues

News and Public Statements

Commission Open Meetings

Speeches and Public Statements

Testimony

Regulatory Actions

Investment Company Act Notices and Orders

Public Petitions for Rulemaking

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

Modified: 09/11/2009

What's New on the SEC Website September 10, 2009

View Previous Issues

News and Public Statements

Commission Open Meetings

Speeches and Public Statements

Testimony

Regulatory Actions

Investment Company Act Notices and Orders

Public Petitions for Rulemaking

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

Modified: 09/11/2009

What's New on the SEC Website
September 10, 2009