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What's New on the SEC Website
September 4, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive Exemptive Letters
Division of Trading and Markets
Compliance Guides
Enforcement Investors Claims Funds
- CMKM Diamonds, Inc., Urban Casavant, John Edwards, Ginger Gutierrez, James Kinney, Anthony Tomasso, Kathleen Tomasso, 1st Global Stock Transfer, LLC, Helen Bagley, Nevwest Securities Corporation, Daryl Anderson, Sergey Rumyantsev, Anthony Santos, and Brian Dvorak (Case No.: 2:08-cv-00437-LRH-RJJ)
Litigation
Administrative Law Judge (ALJ) Decisions and Orders
- Clarence Friend (Finality Order: Rel. No. 34-58370; File No. 3-13017; August 15, 2009)
Administrative Proceedings
- Louis J. Akers (Release Nos. 34-60628, IA-2923; File No. 3-13612)
- What's for Free Technologies, Inc. (n/k/a Krifter Holdings, Inc.), Wherehouse Entertainment, Inc., Windpower Partners 1983-1, Windpower Partners 1984, World Financial Systems Co. Ltd., Wrap-N-Roll Usa, Inc., and Wyrlis Corp. (Release No. 34-60626; File No. 3-13576)
- In the Matter of New York Broker Deutschland AG (Release No. 34-60623; File No. 3-13611; September 3, 2009)
See also Order (German Version; September 3, 2009)
News and Public Statements
SEC Special Studies
Speeches and Public Statements
Regulatory Actions
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
http://www.sec.gov/news/whatsnew/wn090409.shtml
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