What's New on the SEC Website
September 3, 2009

Administrative Law Judge (ALJ) Decisions and Orders

• Stanley Johnson (Rel. No. 34-60617; File No. 3-12494)
   
• Byron S. Rainner (Rel. Nos. 34-60073, IA-2890; File No. 3-12828; June 9, 2009)

Administrative Proceedings

• Universal Express, Inc. (Release No. 34-60616; File No. 3-13609)

Litigation Releases

• Doyle Scott Elliott, Scott Elliott, Inc., Michael Xirinachs, Emerald Asset Advisors LLC, Robert Weidenbaum, and CLX and Associates, Inc. (Release No. LR-21197)
   
• Jeffrey L. Mowen et al. (Release No. LR-21196; September 3, 2009)
   
• The Hain Celestial Group, Inc. (Release Nos. LR-21195, AAER-3035)

Speeches and Public Statements

• Opening Remarks before the SEC-CFTC Joint Meetings on Regulation Harmonization, by Chairman Mary L. Schapiro, Washington, D.C.

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Additional Trading Sessions (Release No. 34-60605; File No. SR-CHX-2009-13; September 1, 2009)
   
• DTC: Order Approving Proposed Rule Change to Eliminate One of the Indemnity Surety Programs in the Profile Modification System (Release No. 34-60594; File No. SR-DTC-2009-11; August 31, 2009)
   
• ISE: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Changes to Rule 312 in Connection with the Purchase by International Securities Exchange Holdings, Inc. of Equity Interests in Optifreeze, LLC (Release No. 34 60598; File No. SR-ISE-2009-45; September 1, 2009)
   
• NASDAQ: Notice of Filing of Proposed Rule Change to Modify the Procedures Followed When a Listed Company Falls Below Certain Listing Requirements (Release No. 34-60611; File No. SR-NASDAQ-2009-077; September 2, 2009)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Nasdaq Listing Rules to Make Certain Conforming and Technical Changes (Release No. 34-60590; File No. SR-NASDAQ-2009-078; August 31, 2009)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility (Release No. 34-60610; File No. SR-BX-2009-058; September 1, 2009)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility (Release No. 34-60609; File No. SR-BX-2009-056; September 1, 2009)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Error in Rule 7018 (Release No. 34-60603; File No. SR-BX-2009-049; September 1, 2009)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System (Release No. 34-60592; File No. SR-BX-2009-050; August 31, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify the Cure Provisions under its Dollar Stock Price Continued Listing Standard (Release No. 34-60612; File No. SR-NYSE-2009-88; September 2, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adding Language to Several NYSE Rules to Clarify That Transactions That Occur Solely Within NYSE MatchPoint(SM) Will Be Treated Differently Than Executions That Occur in the NYSE Display Book for Certain Order Processing Purposes (Release No. 34-60608; File No. SR-NYSE-2009-85; September 1, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until September 8, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction (Release No. 34-60597; File No. SR-NYSE-2009-92; August 31, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 103B and 104 to Increase the Amount of Time that a Designated Market Maker Unit must Maintain a Bid and An Offer at the National Best Bid and National Best Offer for An Aggregate Average Period of Time Monthly (Release No. 34-60595; File No. SR-NYSE-2009-91; August 31, 2009)
   
• OCC: Notice of Filing of Proposed Rule Change to Clear Options Based on Index-Linked Securities (Release No. 34-60602; File No. SR-OCC-2009-14; September 1, 2009)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a Retroactive Waiver of the Cancellation Fee (Release No. 34-60606; File No. SR-Phlx-2009-76; September 1, 2009)