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What's New on the SEC Website
August 28, 2009
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Litigation Releases
Trading Suspensions
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
Investment Company Act Notices and Orders
- Order: Nuveen Tax-Advantaged Total Return Strategy Fund, et al. (Release No. IC-28893; File No. 812-13619)
- Notice: DNP Select Income Fund Inc., et al. (Release No. IC-28891; File No. 812-13617; August 27, 2009)
- Notice: Jackson National Life Insurance Company, et al. (Release No. IC-28890; File No. 812-13584; August 27, 2009)
- Notice: Rafferty Asset Management, LLC, et al. (Release No. IC-28889; File No. 812-13610]; August 27, 2009)
- Notice: Highland Capital Management, L.P., et al. (Release No. IC-28888; File No. 812-13221; August 27, 2009)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Hybrid Quote Locks (Release No. 34-60572; File No. SR-CBOE-2009-060; August 26, 2009)
- ISE: Order Granting Approval of Proposed Rule Change Relating to Qualified Contingent Cross Orders (Release No. 34-60584; File No. SR-ISE-2009-35)
- NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Flash Orders (Release No. 34-60570; File No. SR-NASDAQ-2009-079; August 26, 2009)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Flash and Cancel Orders (Release No. 34-60571; File No. SR-BX-2009-051; August 26, 2009)
- NMS: Order Approving Amendments to Withdraw from the Intermarket Options Linkage Plan filed by Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc. (Release No. 34-60582; File No. 4-429)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Length of Time that Exchange Systems Transmit Odd-Lot Order-by-Order Information to the DMM Unit Algorithm Prior to the Opening Transaction from August 31, 2009 to October 31, 2009 (Release No. 34-60573; File No. SR-NYSE-2009-86; August 26, 2009)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Length of Time that Exchange Systems Transmit Odd-Lot Order-by-Order Information to the DMM Unit Algorithm Prior to the Opening Transaction from August 31, 2009 to October 31, 2009 (Release No. 34-60574; File No. SR-NYSEAmex-2009-58; August 26, 2009)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Option Floor Broker Subsidy and Other Clarifying Changes to the Fee Schedule (Release No. 34-60578; File No. SR-Phlx-2009-72; August 27, 2009)
http://www.sec.gov/news/whatsnew/wn082809.shtml
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