What's New on the SEC Website
August 25, 2009

Administrative Proceedings

• Morgan Stanley & Co. Incorporated (Release No. 34-60568)
   
• Morgan Stanley & Co. Incorporated (Release No. 34-60567)
   
• Howard I. Smith, CPA (Release Nos. 34-60566, AAER-3037)
   
• Pacific International Enterprises, Inc., Paradise Holdings, Inc., PC-EPhone, Inc., Phoenix Laser Systems, Inc., Phoenix Resources Technologies, Inc., and Pilot Network Services, Inc. (Release No. 34-60565)
  See also Order

Press Releases

• James L. Kroeker Named Chief Accountant at SEC (Release No. 2009-187)

Commission Open Meetings

• Sunshine Act Meeting Notice: September 2, 2009 and September 3, 2009

Investment Company Act Notices and Orders

• OOK, Inc., et al. (Notice) (Release No. IC-28851; File No. 812-13504)
   
• Clough Global Allocation Fund, et al. (Notice) (Release No. IC-28850; File No. 812-13105; Aug. 24, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• FINRA: Order Approving Proposed Rule Change Relating to Transaction-Related Charges for Trade Reporting to the OTC Reporting Facility (Release No. 34-60560; File No. SR-FINRA-2009-045; August 21, 2009)
   
• ISE: Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan (Release No. 34-60559; File No. SR-ISE-2009-27; August 21, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until August 31, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if they Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including those Executions that Occur in the Event of a System Disruption or System Malfunction (Release No. 34-60563; File No. SR-NYSE-2009-87; August 24, 2009)
   
• NYSE Arca: Notice of Filing of Proposed Rule Change Relating to Listing Four Grail Advisors RP Exchange-Traded Funds (Release No. 34-60552; File No. SR-NYSEArca-2009-74; August 20, 2009)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Permissible Expiration Dates for Flexible Exchange Options (Release No. 34-60549; File No. SR-NYSEArca-2009-75; August 20, 2009)
   
• NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Fee for Annual Regulatory Training (Release No. 34-60561; File No. SR-NYSEAmex-2009-56; August 24, 2009)
   
• Phlx: Order Granting Accelerated Approval of a Proposed Rule Change to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan (Release No. 34-60550; File No. SR-Phlx-2009-61; August 20, 2009)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Late Charges and Provide for Suspension or Termination for Failure to Pay Dues, Fees, or Assessments Owed (Release No. 34-60547; File No. SR-Phlx-2009-70; August 20, 2009)