|
|
 |
What's New on the SEC Website
August 24, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive Exemptive Letters
Litigation
Administrative Law Judge (ALJ) Decisions and Orders
Administrative Proceedings
- In the Matter of Torque Engineering Corp., Transcoastal Marine Services, Inc., Transfinancial Holdings, Inc., Transwest Energy, Inc., Trend Vision Technologies, Inc., and Tricord Systems, Inc. (Release No. 34-60562; File No. 3-13597)
See also Order
Litigation Releases
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Definition of "Narrow-Based Index" (Release No. 34-60556; File No. SR-CBOE-2009-061; August 21, 2009)
- CBOE: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers (Release No. 34-60555; File No. SR-CBOE-2009-039; August 21, 2009)
- FINRA: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt FINRA Rules 2124 (Net Transactions with Customers), 2220 (Options Communications), 4370 (Business Continuity Plans and Emergency Contact Information) and 5250 (Payment for Market Making) in the Consolidated FINRA Rulebook (Release No. 34-60534; File No. SR-FINRA-2009-036; August 19, 2009)
- NYSEAmex: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Electronic Trading of Complex Orders (Release No. 34-60554; File No. SR-NYSEAmex-2009-42; August 21, 2009)
http://www.sec.gov/news/whatsnew/wn082409.shtml
|