What's New on the SEC Website
August 21, 2009

Administrative Proceedings

• Kathleen R. Novinger, Esq. (Release No. 34-60558; File No. 3-13596)
   
• Albert J. Rasch, Jr., Esq. (Release No. 34-60557; File No. 3-13595)
   
• RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., RedHand International, Inc. (n/k/a African Diamond Co., Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc. (Release No. 34-60553; File No. 3-13556)

Litigation Releases

• Darrel West and Own My Travel, LLC (Lit. Rel. No. 21182)
  See also: Complaint

Investment Company Act Notices and Orders

• MML Series Investment Fund, et al. (Notice: Release No. IC-28849; File No. 812-13611)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Order Granting Approval of a Proposed Rule Change to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan (Release No. 34-60551; File No. SR-CBOE-2009-040; August 20, 2009)
   
• FINRA: Notice of Filing of Proposed Rule Change to Extend Certain Regulation NMS Protections to Quoting and Trading in the Market for OTC Equity Securities (Release No. 34-60515; File No. SR-FINRA-2009-054; August 17, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes (Release No. 34-60537; File No. SR-ISE-2009-63; August 19, 2009)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes and an Incentive Plan for Three Foreign Currency Options (Release No. 34-60536; File No. SR-ISE-2009-59; August 19, 2009)
   
• MSRB: Notice of Filing and Immediate Effectiveness of Amendment to Rule A-14, on Annual Fee (Release No. 34-60528; File No. SR-MSRB-2009-13; August 18, 2009)
   
• NASDAQ: Order Approving Proposed Rule Change To Modify Port Fees (34-60546; File No. SR-NASDAQ-2009-058; August 20, 2009)
   
• NASDAQ: Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan (Release No. 34-60525; File No. SR-NASDAQ-2009-056; August 18, 2009)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Processing of Orders on the NASDAQ Options Market (Release No. 34-60521; File No. SR-NASDAQ-2009-076; August 18, 2009)
   
• NASDAQ: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing Standards for Selected Equity-linked Debt Securities (Release No. 34-60514; File No. SR-NASDAQ-2009-075; August 17, 2009)
   
• NASDAQ OMX BX: Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan (Release No. 34-60530; File No. SR-BX-2009-028; August 18, 2009)
   
• NMS: Order Approving Amendment No. 3 to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options (Release No. 34-60531; File No. 4-443; August 19, 2009)
   
• NYSE: Order Approving a Proposed Rule Change in connection with the Proposal of NYSE Euronext to Require that At Least Three-fourths of Its Directors Satisfy Independence Requirements (Release No. 34-60542; File No. SR-NYSE-2009-60; August 19, 2009)
   
• NYSE Arca: Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan (Release No. 34-60527; File No. SR-NYSEArca-2009-45; August 18, 2009)
   
• NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Permissible Expiration Dates for Flexible Exchange Options (Release No. 34-60548; File No. SR-NYSEAmex-2009-44; August 20, 2009)
   
• NYSEAmex: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending Section 107(H) of the NYSE Amex Company Guide (Release No. 34-60535; File No. SR-NYSEAmex-2009-55; August 19, 2009)
   
• NYSEAmex: Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan (Release No. 34-60526; File No. SR-NYSEAmex-2009-19; August 18, 2009)
   
• NYSEAmex: Notice of Filing of a Proposed Rule Change Amending Rule 476A-Imposition of Fines for Minor Violations of Rules (Release No. 34-60520; File No. SR-NYSEAmex-2009-45; August 18, 2009)

Division of Investment Management No-Action Letters

• Vanguard Group, Inc. (May 22, 2009; Investment Company Act (ICA); Sections: 12(d)(3), 17(a), 17(d); Rule: 17d-1; Ref. No. 2009-2-ICR)