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What's New on the SEC Website
August 6, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Litigation Releases
News and Public Statements
Press Releases
Speeches and Public Statements
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees (Release No. 34-60445; File No. SR-CBOE-2009-055; August 5, 2009)
- FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2264 (Margin Disclosure Statement) in the Consolidated FINRA Rulebook (Release No. 34-60437; File No. SR-FINRA-2009-052; August 5, 2009)
- FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Incorporated NYSE Rules 12 and 282 to Conform to Amendments Made by NYSE (Release No. 34-60432; File No. SR-FINRA-2009-053; August 4, 2009)
- ISE: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members (Release No. 34-60443; File No. SR-ISE-2009-58; August 5, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule (Release No. 34-60442; File No. SR-ISE-2009-57; August 5, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Fee Schedule for Members Using the NASDAQ Market Center (Release No. 34-60430; File No. SR-NASDAQ-2009-072; August 4, 2009)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility to Implement The Non-Penny Pilot Class Pricing Structure (Release No. 34-60444; File No. SR-BX-2009-044; August 5, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM System Through October 31, 2009 (Release No. 34-60439; File No. SR-NYSE-2009-78; August 5, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify Certain Equity Transaction Fees and Rebates (Release No. 34-60436; File No. SR-NYSE-2009-77; August 5, 2009)
- NYSE: Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 1000 to Allow Exchange Systems to Access CCS Interest to Partially Fill an Incoming Limit Order (Release No. 34-60429; File No. SR-NYSE-2009-71; August 4, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(oo) (Release No. 34-60433; File No. SR-NYSEArca-2009-69; August 5, 2009)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Change the Transaction Fee for Market At-the-Close and Limit At-the-Close Orders (Release No. 34-60438; File No. SR-NYSEAmex-2009-53; August 5, 2009)
- NYSEAmex: Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 1000 to Allow Exchange Systems to Access CCS Interest to Partially Fill an Incoming Limit Order (Release No. 34-60428; File No. SR-NYSEAmex-2009-46; August 4, 2009)
- Phlx: Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Exchanges By-Laws, Regulatory Oversight Committee and Referee Program (Release No. 34-60431; File No. SR-Phlx-2009-59; August 4, 2009)
http://www.sec.gov/news/whatsnew/wn080609.shtml
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