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What's New on the SEC Website
June 23, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
- Advanced Monitoring Systems, Inc., AFC Low Income Housing Credit Partners-I, Air L.A., Inc. (n/k/a Clean Energy, Inc.), Alexander International, Ltd., All the Way, Inc., Alliance Northwest Industries, Inc., and Alpha Centari, Inc. (Release No. 34-60162)
- FCF, Inc., FI Liquidating Co., Inc, Fields Aircraft Spares, Inc., and First Dynasty Mines, Ltd. (n/k/a Sterlite Gold Ltd.)(Release No. 34-60161)
- Morgan Stanley & Co. Incorporated (Rel. No. 34-60160)
See also: Proposed Plan of Distribution
Litigation Releases
News and Public Statements
Commission Open Meetings
Speeches and Public Statements
Regulatory Actions
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NMS: Notice of Filing of the Eleventh Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan to Waive the Automatic Annual Increase in the Enterprise Cap for 2008 (Release No. 34-60154; File No. SR-CTA-2008-01; June 19, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Floor Broker Agency Interest Containing Pegging and/or Discretionary Instructions, Eligible for Execution in the Closing Transaction, in the NYSE Order Imbalance Information Datafeed Disseminated Prior to the Closing Transaction (Release No. 34-60153; File No. SR-NYSE-2009-49; June 19, 2009)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Floor Broker Agency Interest Containing Pegging and/or Discretionary Instructions, Eligible for Execution in the Closing Transaction, in the NYSE Amex Order Imbalance Information Datafeed Disseminated Prior to the Closing Transaction (Release No. 34-60151; File No. SR-NYSEAmex-2009-29; June 19, 2009)
- OCC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Ancillary Fee Changes (Release No. 34-60144; File No. SR-OCC-2009-11; June 19, 2009)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to $1 Strikes for Reduced Value Nasdaq 100 Options (MNX) (Release No. 34-60156; File No. SR-Phlx-2009-46; June 22, 2009)
- Phlx: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Definition of "Narrow-Based Index" (Release No. 34-60150; File No. SR-Phlx-2009-35; June 19, 2009)
http://www.sec.gov/news/whatsnew/wn062309.shtml
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