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What's New on the SEC Website
June 19, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters
Litigation
Administrative Proceedings
- Ram Capital Resources, LLC, Michael E. Fein, and Stephen E. Saltzstein (Release No. 34-60149; File No. 3-13524)
- Total Film Group, Inc., Track 'n Trail, Inc., Trade Wind Communications, Ltd., TransAxis, Inc., Transmedia Europe, Inc., Transmedia Europe, Inc., and Tri National Development Corp. (Release No. 34-60148; File No. 3-13474)
- Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc. (Release No. 34-60145; File No. 3-13460)
- Global Matrechs, Inc. (Release No. 34-60142; File No. 3-13420)
- Nanosignal Corp., Inc. (n/k/a Nano Global, Inc.), NetVoice Technologies Corp., The New Anaconda Co., NewCom International, Inc. (n/k/a Sino Express Travel Ltd.), and NewKidCo International, Inc. (Release No. 34-60141; File No. 3-13476)
Litigation Releases
News and Public Statements
Press Releases
Speeches and Public Statements
Regulatory Actions
Exemptive Orders
Public Petitions for Rulemaking
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing of Proposed Rule Change Related to the Complex Order Book (Release No. 34-60130; File No. SR-CBOE-2009-038; June 17, 2009)
- CBOE: Order Approving Proposed Rule Change Regarding Appointments of CBSX DPMs (Release No. 34-60129; File No. SR-CBOE-2009-030; June 17, 2009)
- CBOE: Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements (Release No. 34-60126; File No. SR-CBOE-2008-55; June 17, 2009)
- FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2150 (Improper Use of Customers’ Securities or Funds; Prohibition Against Guarantees and Sharing in Accounts) in the Consolidated FINRA Rulebook (Release No. 34-60135; File No. SR-FINRA-2009-014; June 18, 2009)
- ISE: Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements (Release No. 34-60127; File No. SR-ISE-2007-121; June 17, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending until July 15, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions (Release No. 34-60131; File No. SR-NYSE-2009-57; June 17, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of ProShares UltraShort MSCI Mexico Investable Market Fund (Release No. 34-60128; File No. SR-NYSEArca-2009-53; June 17, 2009)
- NYSEAmex: Notice of Filing of Proposed Rule Change to Charge a $500 Monthly Fee to Recipients of the NYSE Amex Order Imbalance Information Datafeed (Release No. 34-60122; File No. SR-NYSEAmex-2009-26; June 17, 2009)
Staff Interpretations
Division of Investment Management No-Action Letters
http://www.sec.gov/news/whatsnew/wn061909.shtml
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