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What's New on the SEC Website
June 15, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
News and Public Statements
Litigation
Trading Suspension
Litigation Releases
Administrative Proceedings
- Falcon Entertainment Corp., Fanatics Only, Inc., Fidelity Leasing Income Fund, Finger Lakes Financial Corp., First Cincinnati, Inc., and First Mutual, Inc. (n/k/a First Community, Inc.) (Release No. 34-60115; File No. 3-13518); see also Order
- CIBC Mellon Trust Company (Release No. 34-60114; File No. 3-11839)
- Ravi Yanamadula (Release No. 34-60111; File No. 3-13434; June 15, 2009)
- National Micronetics, Inc., Network Access Solutions Corp., Network Plus Corp., New York Regional Rail Corp., NexGen Vision, Inc., and Noel Group, Inc. (Release No. 34-60110; File No. 3-13477)
Regulatory Actions
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- FINRA: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Modernize and Simplify NASD Rule 2720 (Release No. 34-60113; File No. SR-FINRA-2007-009; June 15, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services by adding a Ratio Threshold Fee (Release No. 34-60102; File No. SR-NYSEArca-2009-50; June 11, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services (Release No. 34-60101; File No. SR-NYSEArca-2009-49; June 11, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 7.36 Governing Order Ranking and Display (Release No. 34-60099; File No. SR-NYSEArca-2009-51; June 11, 2009)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing Fees (Release No. 34-60103; File No. SR-Phlx-2009-47; June 11, 2009)
http://www.sec.gov/news/whatsnew/wn061509.shtml
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