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What's New on the SEC Website
June 11, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Division of Corporation Finance
International Registered and Reporting Companies, Current Reports
Litigation
Administrative Proceedings
- Toltec Real Estate Corp., Tong Ah Global Ventures Corp., TotalAxcess.com, Inc., Touch Tone America, Inc., Tour CFG, Inc., Tradeqwest, Inc., Triteal Corp., and Trojan Transition Corp. (Release No. 34-60100; File No. 3-13516)
See also Order
- Elizabeth Monrad, CPA (Release Nos. 34-60098, AAER-2989; File No. 3-13515)
- Today's Man, Inc., Tokheim Corp., The Topaz Group, Inc., Toth Aluminum Corp., Tower Air, Inc., TPC Liquidation, Inc., The Translation Group, Ltd., Trend-Lines, Inc., and Tri-Lite, Inc. (Release No. 34-60097; File No. 3-13473)
- Ricky D. Van Vleet (Release No. 34-60095; File No. 3-13514)
Litigation Releases
News and Public Statements
Speeches and Public Statements
Testimony
Office of Administrative Law Judges
Regulatory Actions
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee (Release No. 34-60093; File No. SR-CBOE-2009-036; June 10, 2009)
- CHX: Notice of Filing of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-lot Orders From the Exchange's Matching System (Release No. 34-60083; File No. SR-CHX-2009-02; June 10, 2009)
- DTC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Web Inquiry Notification System (Release No. 34-60096; File No. SR-DTC-2009-10)
- FINRA: Order Approving Proposed Rule Change to Adopt FINRA Rule 2320 in the Consolidated FINRA Rulebook (Release No. 34-60086; File No. SR-FINRA-2009-023; June 10, 2009)
- FINRA: Notice of Filing of Proposed Rule Change to Amend Rule 6440 to Require Members to Create a Contemporaneous Record of Certain Customer and Order Information (Release No. 34-60085; File No. SR-FINRA-2009-030; June 10, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes (Release No. 34-60087; File No. SR-ISE-2009-33; June 10, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NASDAQ Listing Rules to Reflect Changes to the Rules of the Commission (Release No. 34-60094; File No. SR-NASDAQ-2009-049; June 10, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee for Use of a Hand Held Device Configured to Provide Only Opening and Closing Order Imbalance Data (Release No. 34-60088; File No. SR-NYSE-2009-56; June 10, 2009)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Amex, Inc. Implementing Schedule of Fees and Charges for Exchange Services (Release No. 34-60077; File No. SR-NYSEAmex-2009-22; June 9, 2009)
- OCC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Cross-Margining Agreement Between OCC and CME (Release No. 34-60063; File No. SR-OCC-2009-10; June 8, 2009)
- Phlx: Order Granting Approval of Proposed Rule Change Relating to Quoting Requirements for Streaming Quote Traders, Remote Streaming Quote Traders and Specialists (Release No. 34-60084; File No. SR-Phlx-2009-37; June 10, 2009)
Staff Interpretations
Division of Corporation Finance
No-Action, Interpretive and Exemptive Letters
Division of Investment Management
Staff No-Action and Interpretive Letters
http://www.sec.gov/news/whatsnew/wn061109.shtml
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