|
|
 |
What's New on the SEC Website
June 5, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
News and Public Statements
Commission Speeches and Public Statements
Litigation
Administrative Law Judge (ALJ) Decisions and Orders
Administrative Proceedings
- Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp. (Modified Plan of Distribution) (File No. 3-12238)
- Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai; and Steven B. Markovitz (Release No. 34-60056; File Nos. 3-12116 and 3-11292) [webmaster's note: replaced by Release No. 34-60056A]
- Grayling R. Hofer (Release Nos. 34-60052, AAER-2985; File No. 3-13506)
- PowerCold Corporation (Release No. 34-60051; File No. 3-13505)
- Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp. (Release No. 34-60049; File No. 3-12238)
Litigation Releases
Trading Suspensions
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. (Release No. 34-60041; File No. SR-BATS-2009-017; June 3, 2009)
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend BATS Rule 11.13, entitled Order Execution (Release No. 34-60040; File No. SR-BATS-2009-014; June 3, 2009)
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Modifying the CBOE Stock Exchange Rule Regarding Processing of Round-Lot Orders (Release No. 34-60038; File No. SR-CBOE-2009-032; June 3, 2009)
- FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASD IM2110-2 (Trading Ahead of Customer Limit Order) to Clarify the Scope of the Minimum Price Improvement Obligations (Release No. 34-60034; File No. SR-FINRA-2009-037; June 3, 2009)
http://www.sec.gov/news/whatsnew/wn060509.shtml
|