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What's New on the SEC Website
June 4, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive Exemptive Letters
Litigation
Administrative Proceedings
- Dyadic International, Inc. (Release Nos. 34-60047, AAER-2984; File No. 3-13504)
- H-Entertainment, Inc., Hamburger Hamlet Restaurants, Inc., Harvard International Technologies, Ltd., HealthCentral.com, Helian Health Group, Inc., and Hemisphere Development Corp. (n/k/a Hemisphere Energy Corp.) (Release No. 34-60044; File No. 3-13503)
See also Order
- Merchant Capital, L.L.C. (Release No. 34-60043; File No. 3-13502)
- Lexington Resources, Inc. (Release No. 34-60042; File No. 3-13501)
Litigation Releases
News and Public Statements
Commission Speeches and Public Statements
Press Releases
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NASDAQ OMX BX: Order Approving Proposed Rule Change Regarding Market Maker Obligations (Release No. 34-60026; File No. SR-BX-2009-020; June 2, 2009)
- FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend FINRA's Authority Under the Cease and Desist Pilot Program (Release No. 34-60035; File No. SR-FINRA-2009-034; June 3, 2009)
- FINRA: Notice of Filing of Proposed Rule Change to Adopt a Temporary and Permanent Cease and Desist Authority Pilot Program on a Permanent Basis (Release No. 34-60028; File No. SR-FINRA-2009-035; June 2, 2009)
- FINRA: Notice of Filing of Proposed Rule Change Relating to the Reporting of Over-the-Counter Transactions in Equity Securities Executed Outside Normal Market Hours (Release No. 34-60022; File No. SR-FINRA-2009-031; June 1, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Expand the Applicability of the Super Tier Rebate to All Securities Priced at or Above $1.00 and to Increase the Take Fee (Release No. 34-60031; File No. SR-ISE-2009-29; June 3, 2009)
- ISE: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for non-ISE Members, Passes Through to such non-ISE Members (Release No. 34-60030; File No. SR-ISE-2009-31; June 3, 2009)
- MSRB: Order Granting Approval of Proposed Rule Change Relating to the Voluntary Submission of Continuing Disclosure Documents to Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA) (Release No. 34-60033, File No. SR-MSRB-2009-04; June 3, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reduce the Length of the Optional Pre-Routing Display Period for its DOT, SCAN and STGY Routing Strategies (Release No. 34-60039; File No. SR-NASDAQ-2009-050; June 3, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, Thereto to Establish a New Voluntary Flash and Cancel Order (Release No. 34-60037; File No. SR-NASDAQ-2009-048; June 3, 2009)
- NYSEAmex: Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan (Release No. 34-60015; File No. SR-NYSEAmex-2009-19; June 1, 2009)
Staff Interpretations
Selected Staff Accounting Bulletins
http://www.sec.gov/news/whatsnew/wn060409.shtml
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