What's New on the SEC Website
May 28, 2009

Administrative Proceedings

• David A. Finnerty et al. (Release Nos. 33-9033, 34-59998; File No. 3-11893)
   
• Melissa M. Hurley (Release Nos. IA-2885, IC-28750; File No. 3-13493)
   
• J. David Huber (Release Nos. IA-2884, IC-28749; File No. 3-13492)
   
• Putnam Investment Management, LLC (Release No. 34-59994; File No. 3-11317)
   
• Hamilton Digital Controls, Inc., Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc. (Release No. 34-59993; File No. 3-13460)
   
• Janus Capital Management LLC (Release No. 34-59992; File No. 3-11590)
   
• Frank P. Sinopoli, CPA (Release Nos. 34-59989, AAER-2979; File No. 3-13491; May 27, 2009)
   
• Bradley E. Morgan (Release No. 34-59988; File No. 3-13490; May 27, 2009)

Litigation Releases

• William Betta, Jr., et al. (Lit. Rel. No. 21061)

Press Releases

• SEC Charges 10 Brokers with Fraud for Disguising Risks of Investing in Mortgage-Backed Securities (2009-123)

Investment Company Act Notices and Orders

• Citibank, N.A. (Release No. IC-28746; File No. 812-13618; May 26, 2009)

Public Company Accounting Oversight Board

• Public Company Accounting Oversight Board; Order Approving Proposed Amendment to Board Rules Relating to Inspections (Release No. 34-59991; File No. PCAOB-2008-06; May 28, 2009)

Public Petitions for Rulemaking

• Request for Rulemaking to Amend Item 402 of Regulations S-K to revise the Current Summary Compensation Table to Better Depict the Compensation Earned for the Year by Named Executive Officers (May 26, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing Exchanges Directed Order Process on the Boston Options Exchange (Release No. 34-59983; File No. SR-BX-2009-027; May 27, 2009)
   
• CBOE: Order Granting Approval of a Proposed Rule Change Related to its Obvious Error Rules (Release No. 34-59981; File No. SR-CBOE-2009-024; May 27, 2009)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee and Rebate Schedule Issued Pursuant to Exchange Rule 16.1(c) in Order to Include Securities Priced at Less Than One Dollar in the Calculation of Volume Thresholds Used to Determine Rebates Payable for Displayed Order Liquidity Adding Tape A and C Securities Executed at One Dollar or Above (Release No. 34-59974; File No. SR-NSX-2009-03; May 26, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees Charged for the Floor Member Continuing Education Program for Qualified Floor Members Pursuant to NYSE Rule 103A (Release No. 34-59979; File No. SR-NYSE-2009-52; May 27, 2009)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness by NYSE Arca, Inc. of a Proposed Rule Change to Amend Exchange Rules Related to Doing a Public Business in Options (Release No. 34-59978; File No. SR-NYSEArca-2009-41; May 27, 2009)
   
• NYSEALTR: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Changing Certain NYSE Amex Equities Rules to Conform Them with Changes to Corresponding Rules Filed by the New York Stock Exchange LLC (Release No. 34-59975; File No. SR-NYSEALTR-2009-26; May 26, 2009)