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What's New on the SEC Website
May 22, 2009
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Information For
Litigation
Administrative Proceedings
- Barrett N. Wissman (Release No. 34-59971, IA-2879)
- Phillip J. Milligan (Release No. 34-59970, IA-2879)
See also Order
- Act Manufacturing, Inc., Aerovox, Inc. (n/k/a New Bedford Capacitor, Inc.),Agility Capital, Inc., Air Water International Corp. (f/k/a Universal Communication Systems, Inc.), Allegiant Physician Services, Inc., And Alpha Microsystems (n/k/a NQL Inc.) (Release No. 34-59969)
- Wade Cook Financial Corp., Warning Management Services, Inc., Weldotron Corp., Western Microwave, Inc., Wickes, Inc., Worldwide Technologies, Inc., and Worldwide Xceed Group, Inc. (n/k/a Liquidating WXG, Inc.) (Release No. 34-59968)
News and Public Statements
Press Releases
Speeches and Public Statements
Regulatory Actions
Other Commission Orders, Notices, and Information
Investment Company Act Notices and Orders
- BBH U.S. Money Market Portfolio (Order: Rel No. IC-28728; File No. 811-8842; May 20, 2009)
- BBH Prime Institutional Money Market Fund, Inc. (Order: Rel No. IC-28728; File No. 811-10073; May 20, 2009)
- NETS Trust (Order: Rel No. IC-28730; File No. 811-22140; May 20, 2009)
- HealthSharesTM, Inc., (Order: Rel No. IC-28731; File No. 811-21855; May 20, 2009)
- Goldman Sachs Hedge Fund Partners Registered Fund, LLC, (Order: Rel No. IC-28732; File No. 811-21376; May 20, 2009)
- Goldman Sachs Hedge Fund Partners Registered Master Fund, LLC (Order: Rel No. IC-28733; File No. 811-21721; May 20, 2009)
- Capital One Funds (Order: Rel No. IC-28734; File No. 811-5536; May 20, 2009)
- Domini Social Trust (Order: Rel No. IC-28735; File No. 811-5824; May 20, 2009)
- Dreyfus California Intermediate Municipal Bond Fund (Order: Rel No. IC-28736; File No. 811-6610; May 20, 2009)
- Aetos Capital Market Neutral Strategies Fund, LLC (Order: Rel No. IC-28737; File No. 811-21060; May 20, 2009)
- New River Funds (Order: Rel No. IC-28738; File No. 811-21384; May 20, 2009)
- Evergreen Investment Trust (Order: Rel No. IC-28739; File No. 811-4154; May 20, 2009)
- Mellon Institutional Funds Master Portfolio (Order: Rel No. IC-28740; File No. 811-7603; May 20, 2009)
- U.S. Global Accolade Funds (Order: Rel No. IC-28741; File No. 811-7662; May 20, 2009)
- AllianceBernstein Global Health Care Fund, Inc. (Order: Rel No. IC-28742; File No. 811-9329; May 20, 2009)
- Heritage Income Trust (Order: Rel No. IC-28743; File No. 811-5853; May 20, 2009)
- BBH Fund, Inc. (Order: Rel No. IC-28744; File No. 811-6139; May 20, 2009)
- BBH Trust (Order: Rel No. IC-28745; File No. 811-3779; May 20, 2009)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, entitled "Order Execution" (Rel. No. 34-59967, File No. SR-BATS-2009-015, May 21, 2009)
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rules to Offer an After Hours Trading Session (Rel. No. 34-59963, File No. SR-BATS-2009-012, May 21, 2009)
- FINRA: Order Approving Proposed Rule Change Relating to the FINRA Regulation Board Composition and Conforming Changes to the FINRA Regulation By-Laws (Rel. No. 34-59962, File No. SR-FINRA-2009-020, May 21, 2009)
- FINRA: Order Granting Approval of Proposed Rule Change to Adopt IM-2830-1 (“Breakpoint” Sales) in the Consolidated FINRA Rulebook (Rel. No. 34-59961, File No. SR-FINRA-2009-018, May 21, 2009)
- FINRA: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Implement an Interim Pilot Program with Respect to Margin Requirements for Certain Transactions in Credit Default Swaps (Release No. 34-59955, File No. SR-FINRA-2009-012; May 20, 2009)
- FINRA: Order Approving Proposed Rule Change to Adopt Incorporated NYSE Rule 406 (Designation of Accounts) as a FINRA Rule in the Consolidated FINRA Rulebook (Release No. 34-59947, File No. SR-FINRA-2009-017; May 20, 2009)
- FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA Rule 2360 (Options) Regarding Position Limits for Options on Exchange-Traded Funds and Registration Qualifications with Respect to Options Discretionary Accounts (Release No. 34-59946, File No. SR-FINRA-2009-032; May 20, 2009)
- ISE: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Data Fees (Release No. 34-59949, File No. SR-ISE-2007-97; May 20, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders (Release No. 34-59943, File No. SR-ISE-2009-28; May 20, 2009)
- MSRB: Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMA®) and Amendments to MSRB Rules G-32 and G-36 (Rel. No. 34-59966, File No. SR-MSRB-2009-02, May 21, 2009)
- MSRB: Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA®) (Rel. No. 34-59964, File No. SR-MSRB-2009-03, May 21, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing (Rel. No. 34-59948, File No. SR-NASDAQ-2009-047, May 20, 2009)
- NYSE: Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Changing Certain NYSE Rules and Rule Interpretations to Harmonize Them with Changes to Corresponding Rules Filed by the Financial Industry Regulatory Authority, Inc. (Rel. No. 34-59965, File No. SR-NYSE-2009-25, May 21, 2009)
- NYSE Amex: Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 935NY – Order Exposure Requirements to Reduce the Exposure Periods from Three Seconds to One Second (Rel. No. 34-59956, File No. SR-NYSEAmex-2009-15, May 21, 2009)
- NYSE Ames: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising Rules Governing the Use of Telephones on the Options Trading Floor (Rel. No. 34-59939, File No. SR-NYSEAmex-2009-17, May 19, 2009)
http://www.sec.gov/news/whatsnew/wn052209.shtml
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