What's New on the SEC Website
May 15, 2009

Office of Compliance Inspections and Examinations

• Requests for Independent Confirmation of Assets
   

Division of Corporation Finance

Staff No-Action, Interpretive Exemptive Letters

• Amerisure Mutual Insurance Company (May 13, 2009)
   
• PharmaNet Development Group, Inc.(May 8, 2009)
   

Division of Investment Management No-Action Letters

• BSC Employee Fund, L.P. (October 14, 1997)
   
• Lamp Technologies, Inc. (May 29, 1997)
   
• Puerto Rico Balanced Fund, Inc. (April 29, 1997)
   
• Davis, Polk & Wardwell (April 24, 1997)
   
• I.C.H. Corporation (February 26, 1997)
   

Administrative Law Judge (ALJ) Decisions and Orders

• Chemfix Technologies, Inc., Bagdad Chase, Inc., Cincinnati Microwave, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc. (Release No. 378; File No. 3-13385)
   

Administrative Proceedings

• Wealthwise, LLC, and Jeffrey A. Forrest (Release Nos. 34-59931, IA-2874; File No. 3-13381)
   
• J. Michael Scarborough and Royal Alliance Associates, Inc. (Release No. 34-59930; File No. 3-11538)
   
• AIM Advisors, Inc. and AIM Distributors, Inc. (Release No. 34-59929; File No. 3-11701; May 14, 2009)
   

Commission Opinions and Orders

• Mitchell M. Maynard and Dorice A. Maynard (Rel. No. IA-2875; File No. 3-13008)
   

Litigation Releases

• Gordon A. Driver and Axcess Automation, LLC (Lit. Rel. No. 21041)
  See also: Complaint
   
• Wellco Energy, LLC, Justin William Rifkin, Patrick V. Looper, Richard G. Pacheco, and Dustin D. White (Lit. Rel. No. 21040)
  See also: Complaint
   
• Gary A. Ray (Lit. Rel. No. 21039)
  See also: Complaint
   

Press Releases

• SEC Announces First Distribution From $267 Million Bear Stearns Fair Fund (Press Release No. 2009-112)
   

Speeches and Public Statements

• Statement at SEC Open Meeting by Commissioner Kathleen L. Casey, Washington, D.C. (May 14, 2009)
   

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• FINRA: Order Approving a Proposed Rule Change as Modified by Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Filing as Amended by Amendment No. 2 Relating to Changes to Forms U4, U5, and FINRA Rule 8312 (Release No. 34-59916; File No. SR-FINRA-2009-008; May 13, 2009)
   
• NASDAQ: Notice of Filing of Proposed Rule Change to Amend its Limited Liability Agreement (Release No. 34-59907; File No. SR-NASDAQ-2009-042; May 12, 2009)
   
• Phlx: Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Amend the By-Laws, Rules, and Option Floor Procedure Advices Concerning Governance of the Exchange (Release No. 34-59924; File No. SR-Phlx-2009-23; May 14, 2009)

EDGAR

• EDGAR Submission Type SH-ER Information Table XML Technical Specification (Version 2.0)
   
• Submission Type SH-ER Information Table
   
• EDGAR Submission Type SH-ER Information Table Fillable PDF Form (Version 2.0)