What's New on the SEC Website
May 8, 2009

Administrative Proceedings

• INTECH Investment Management LLC and David E. Hurley (Release No. IA-2872; File No. 3-13463; May 7, 2009)

Commission Opinions and Orders

• William D. Shovers (Release No. 34-59874; File No. 3-13412; May 6, 2009)

Litigation Releases

• Hartmut Theodor Rose and James Patrick Reedy (Lit. Rel. No. 21031)
  See also: Complaint
   
• C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., The Rhodes Company, and Resource Transactions, Inc. (Lit. Rel. No. 21030)
   
• Courtney D. Smith (Lit. Rel. No. 21029)
   
• University Lab Technologies, Inc., et al. (Lit. Rel. No. 20868A; January 26, 2009)

Commission Open Meetings

• SEC Open Meeting Agenda: May 13, 2009

Press Releases

• Michael Lauer to Pay More Than $62 Million in Hedge Fund Fraud Case (Rel. No. 2009-106)
   
• SEC Charges Investment Adviser for Proxy Voting Rule Violations (Rel. No. 2009-105)

Commission Speeches and Public Statements

• Building a Stable and Efficient Financial System by Chairman Mary L. Schapiro, Investment Company Institute, Washington, D.C.
   

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Related to Margin Requirements (Release No. 34-59876; File No. SR-CBOE-2008-55; May 6, 2009)
   
• FINRA: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modernize and Simplify NASD Rule 2720 (Release No. 34-59880; File No. SR-FINRA-2009-009; May 7, 2009)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Non-Substantive Changes to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes (Release No. 34-59872; File No. SR-FINRA-2009-026; May 6, 2009)
   
• ISE: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to ISE's Margin Rule (Release No. 34-59877; File No. SR-ISE-2007-121; May 6, 2009)
   
• MSRB: Notice of Filing of Proposed Rule Change Relating to the Subscription Service for Continuing Disclosure Documents Through the Electronic Municipal Market Access System (EMMAŽ) (Release No. 34-59881; File No. SR-MSRB-2009-05; May 7, 2009)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify DOT, SCAN and STGY Routing Strategies to Incorporate an Optional Pre-routing Display Period (Release No. 34-59875; File No. SR-NASDAQ-2009-043; May 6, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending until October 1, 2009 the Six-Month Pilot Program Which Established a New Class of NYSE Market Participants Referred to as "Supplemental Liquidity Providers" and is Designated as Exchange Rule 107B (Release No. 34-59869; File No. SR-NYSE-2009-46; May 6, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Modify Certain Equity Transaction Fees and Rebates (Release No. 34-59863; File No. SR-NYSE-2009-47; May 5, 2009)