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What's New on the SEC Website
May 6, 2009

This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!

View Previous Issues

News and Public Statements

Speeches and Public Statements

Divisions

Division of Trading and Markets Exemptive Orders and Exemptive, Interpretive, and No-Action Letters

  • Shinhan Financial Group Co., Ltd. (March 5, 2009; Rule 102 of Regulation M, Activities By Issuers and Selling Security Holders During a Distribution)
     
  • Lloyds Banking Group plc (April 20, 2009; Rule 102 of Regulation M, Activities By Issuers and Selling Security Holders During a Distribution)
     
  • Grail Advisors ETF Trust (April 30, 2009; Multiple Section Relief (e.g. exchange traded funds and other basket products))
     
  • FS Investment Corporation (April 20, 2009; Rule 102 of Regulation M, Activities By Issuers and Selling Security Holders During a Distribution)

Division of Investment Management Staff No-Action and Interpretive Letters

Administrative Law Judge (ALJ) Decisions and Orders

  • Byron S. Rainner (Initial Decision Release No. 377; Administrative Proceeding File No. 3-12828)

Litigation

Regulatory Actions

Investment Company Act Notices and Orders

Investment Company Act Deregistration Notices and Orders

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

 

http://www.sec.gov/news/whatsnew/wn050609.shtml


Modified: 05/07/2009