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What's New on the SEC Website
April 29, 2009
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
News and Public Statements
Litigation
Administrative Proceedings
Litigation Releases
- Bradley L. Ruderman, Ruderman Capital Management, LLC, Ruderman Capital Partners, LLC, and Ruderman Capital Partners A, LLC (Lit. Rel. No. 21017)
- Frederick J. Barton, Barton Asset Management, LLC, and TwinSpan Capital Management, LLC (Lit. Rel. No. 21016)
Regulatory Actions
Final Rules
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BSECC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc. (Release No. 34-59818; File No. SR-BSECC-2009-03; April 23, 2009)
- CBOE: Order Approving Proposed Rule Change to Permanently Establish the Short Term Option Series Pilot Program (Release No. 34-59824; File No. SR-CBOE-2009-018; April 27, 2009)
- DTC: Order Approving a Proposed Rule Change Relating to Expanding the Scope and Timing to Collect and Pass-Through Fees Owed by Participants to American Depositary Receipt Agents (Release No. 34-59821; File No. SR-DTC-2009-05; April 24, 2009)
- FINRA: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Panel Composition Rules of the Code of Arbitration Procedure for Industry Disputes (Release No. 34-59836; File No. SR-FINRA-2009-011; April 28, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Rule 7050 Governing Pricing for The NASDAQ Options Market ("NOM") (Release No. 34-59822; File No. SR-NASDAQ-2009-034; April 27, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Exchanges Timely Alert Policy (Release No. 34-59823; File No. SR-NYSE-2009-40; April 27, 2009)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rules 1000, 60 and 123C to be more Consistent with the Trading Characteristics of Securities Traded on NYSE Amex (Release No. 34-59834; File No. SR-NYSEAmex-2009-14; April 28, 2009)
- NYSE Arca: Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the Grail American Beacon Large Cap Value ETF (Release No. 34-59826; File No. SR-NYSEArca-2009-22; April 28, 2009)
- SCCP: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc. (Release No. 34-59819; File No. SR-SCCP-2009-02; April 23, 2009)
http://www.sec.gov/news/whatsnew/wn042909.shtml
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