What's New on the SEC Website
April 15, 2009

Press Releases

• Commission Reopens Comment Period On Proposal For Model Privacy Form Under Gramm-Leach-Bliley Act (2009-84; April 15, 2009)
   
• PSEC Charges Former State Political Party Leader and Hedge Fund Manager in Kickback Scheme Involving N.Y. Pension Fund (2009-83; April 13, 2009)

Speeches and Public Statements

• Statement at SEC Roundtable on Credit Rating Agencies, Washington, D.C., April 15, 2009 (Chairman Mary L. Schapiro)
  

  Video of Chairman's Remarks:
  	Windows Media Player
  	QuickTime

  
   

Litigation Releases

• Michael E. Kelly, et al. (Lit. Rel. No. 21003)
   
• Edward T. Stein et al. (Lit. Rel. No. 21002)
   
• Henry Morris, David J. Loglisci, Barrett N. Wissman, Raymond B. Harding, Nosemote LLC, Pantigo Emerging LLC, Purpose LLC, Flandana (Lit. Rel. No. 21001)
  See also: SEC Complaint
   
• Tri Energy, Inc., et al (Lit. Rel. No. 21000)
   

Investment Company Act Notices and Orders

• ProShares Trust, et al. (Release No. IC-28696; File No. 812-13400; April 14, 2009)
   
• UBS AG, et al. (Release No. IC-28695; File No. 812-13645; April 14, 2009)
   
• Massachusetts Financial Services Company et al. (Release No. IC-28694; File No. 812-13519; April 14, 2009)
   
• ING Investments, LLC (Release No. IC-28693; File No. 812-13538; April 14, 2009)
   
• Triangle Capital Corporation (Release No. IC-28692; File No. 812-13647; April 13, 2009)
   

Proposed Rules

• Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act (Release Nos. 34-59769, IA-2866, IC-28697; File No. S7-09-07; April 15, 2009)
   

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• FINRA: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Expand the Definition of "TRACE-Eligible Security" (Release No. 34-59768; File No. SR-FINRA-2009-004; April 14, 2009)
   
• FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2320 in the Consolidated FINRA Rulebook (Release No. 34-59762; File No. SR-FINRA-2009-023; April 14, 2009)
   
• FINRA: Order Approving a Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals (Release No. 34-59757; File No. SR-FINRA-2009-006; April 13, 2009)
   
• ISE: Order Granting Approval of Proposed Rule Change Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC (Release No. 34-59756; File No. SR-ISE-2009-08; April 13, 2009)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 to offer WAIT Modifier, PNP Plus Orders and Allow the Use of Attributable Orders (Release No. 34-59737; File No. SR-NYSEArca-2009-27; April 9, 2009)
   
• NYSE Arca: Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index (Release No. 34-59747; File No. SR-NYSEArca-2009-20; April 10, 2009)
   
• OCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Fee Schedule (Release No. 34-59764; File No. SR-OCC-2009-07; April 14, 2009)
   

Division of Investment Management No-Action Letters

• No-Action Letter: Iridian Asset Management LLC (April 14, 2009)