What's New on the SEC Website
April 9, 2009

Division of Corporation Finance

Staff No-Action, Interpretive Exemptive Letters

• UBS AG (March 19, 2009)

Administrative Proceedings

• Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke (Release No. 34-59741)
   
• Woodbury Financial Services, Inc. (Release No. 34-59740)
   
• Charles F. Lewis (Release No. 34-59738)
  See also Order
   
• Mark Tuminello (Release Nos. 33-9023, 34-59739)
   
• Global 1 Investment Holdings Corporation (Release No. 34-59730; April 8, 2009)

Litigation Releases

• Robert P. Copeland (Lit. Rel. No. 20994)

Press Releases

• Press Release: SEC Charges Georgia Attorney for Conducting Multi-Million Dollar Ponzi Scheme (2009-77)

Speeches and Public Statements

• Remarks at the National Economists Club: Securities Markets and Regulatory Reform by Eric R. Sirri, Director, Division of Trading and Markets, Washington, D.C.

Investment Company Act Notices and Orders

• Investment Company Act Notice: Blackrock International Growth and Income Trust, et al. (Release No. IC-28690; File No. 812-13235-55; April 7, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits (Release No. 34-59714; File No. SR-CHX-2009-03; April 6, 2009)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Incorporated NYSE Rules 2, 2A and 325 to Conform to Amendments made by NYSE (Release No. 34-59726; File No. SR-FINRA-2009-025; April 8, 2009)
   
• FINRA: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRAs Regulatory Notice on the FINRA Rule 9520 Series (Eligibility Proceedings) (Release No. 34-59722; File No. SR-FINRA-2009-022; April 7, 2009)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Extended Hours Trading Risk Disclosure Obligation as New FINRA Rule 2265 (Release No. 34-59717; File No. SR-FINRA-2009-021; April 7, 2009)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Transfers of Proprietary Securities Positions in Connection with Certain Corporate Control Transactions (Release No. 34-59713; File No. SR-FINRA-2009-024; April 6, 2009)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee and Rebate Schedule Relating to Liquidity Adding Rebates (Release No. 34-59723; File No. SR-NSX-2009-02; April 7, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Revised Liquidity Credits for Supplemental Liquidity Providers (Release No. 34-59710; File No. SR-NYSE-2009-39; April 6, 2009)
   
• NYSE Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Fees Payable by Member Organizations for which the Exchange is the Designated Examining Authority (Release No. 34-59720; File No. SR-NYSEAmex-2009-09; April 7, 2009)
   
• NYSE Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a New Transaction Fee for Floor Brokers (Release No. 34-59715; File No. SR-NYSEAmex-2009-08; April 6, 2009)
   
• NYSE Arca: Order Approving a Proposed Rule Change to Amend Rule 6.69 - Reporting Duties (Release No. 34-59716; File No. SR-NYSEArca-2009-11; April 6, 2009)
   
• Phlx: Notice of Filing of Proposed Rule Change Relating to the Exchanges Enhanced Electronic Trading Platform for Options, Phlx XL II (Release No. 34-59721; File No. SR-Phlx-2009-32; April 7, 2009)