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What's New on the SEC Website
April 2, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
- Stephen R. Moynahan (Release No. 34-59693; File No. 3-13263)
- F&C International, Inc., The FAPA Insurance Co., Farm Fish, Inc., FCS Laboratories, Inc., Federal Resources Corp., Filene's Basement Corp. (n/k/a FBC Distribution Corp.), and Film & Music Entertainment, Inc. (Release No. 34-59689; File No. 3-13427)
See also: Order
- Aegis Consumer Funding Group, Inc., APS Holding Corp., Dakota Mining Corp., Digital Communications Technology Corp., Horn Silver Mines, Inc., and TCC Industries, Inc.; Childrobics, Inc., Churchill Technology, Inc., Complete Management, Inc., Global Intellicom, Inc., Tenney Engineering, Inc., and The Score Board, Inc. (Release No. 34-59687; File Nos. 3-13425, 3-13426)
See also: Orders in the matters of Aegis, et al. and Childrobics, et al.
Litigation Releases
Trading Suspensions
- FCS Laboratories, Inc., Federal Resources Corp., Filene's Basement (n/k/a FBC Distribution Corp.), and Film & Music Entertainment, Inc. (Release No. 34-59688)
See also: Order
- Aegis Consumer Funding Group, Inc., APS Holding Corp., Childrobics, Inc., Churchill Technology, Inc., Complete Management, Inc., Dakota Mining Corp., and Digital Communications Technology Corp.; Global Intellicom, Inc., Horn Silver Mines, Inc., TCC Industries, Inc.and Tenney Engineering, Inc. (Release No. 34-59686)
See also: Order
News and Public Statements
Speeches and Public Statements
Final Rules
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BX: Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System (Release No. 34-59682; File No. SR-BX-2009-018; April 1, 2009)
- FINRA: Notice of Filing of Proposed Rule Change to Amend the Tolling Provisions in Rules 12206 and 13206 of the Codes of Arbitration Procedure for Customer and Industry Disputes (Release No. 34-59672; File No. SR-FINRA-2009-013; April 1, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Primary Market (Release No. 34-59680; File No. SR-ISE-2009-13; April 1, 2009)
- ISE: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Data Fees (Release No. 34-59679; File No. SR-ISE-2007-97; April 1, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules (Release No. 34-59673; File No. SR-NASDAQ-2009-031; April 1, 2009)
- NYSE: Order Approving a Proposed Rule Change Amending Its Limited Liability Company Operating Agreement and the Bylaws of Its Wholly-Owned Subsidiary NYSE Market, Inc. to Eliminate, in Each Case, a Requirement That Not Less than Two Members of the Board of Directors Must Qualify as Non-Affiliated Directors and a Related Requirement That Not Less than Two Members of the Board of Directors Must Qualify as Fair Representation Candidates (Release No. 34-59683; File No. SR-NYSE-2009-12; April 1, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Transaction Fees for the New York Block Exchange (Release No. 34-59677; File No. SR-NYSE-2009-38; April 1, 2009)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 936C, Cancellation and Adjustment of Index Option Transactions (Release No. 34-59660; File No. SR-NYSEAmex-2009-03; March 31, 2009)
- NYSE Arca: Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts (Release No. 34-59678; File No. SR-NYSEArca-2009-14; April 1, 2009)
- OCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Flexibly Structured Options (Release No. 34-59675; File No. SR-OCC-2009-05; April 1, 2009)
- Phlx: Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Increasing Linkage Inbound Principal Orders and Principal Acting as Agent Orders (Release No. 34-59669; File No. SR-Phlx-2009-24; April 1, 2009)
http://www.sec.gov/news/whatsnew/wn040209.shtml
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