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What's New on the SEC Website
April 1, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
News and Public Statements
Litigation
Administrative Proceedings
Trading Suspensions
Litigation Releases
Regulatory Actions
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- MSRB: Notice of Filing of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access system (EMMA) (Release No. 34-59643; File No. SR-MSRB-2009-03; March 27, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions and Restructuring of the NASDAQ Listing Rules (Release No. 34-59663; File No. SR-NASDAQ-2009-018; March 31, 2009)
Additional Materials: EXHIBIT 5A (File No. SR-NASDAQ-2009-018; March 31, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Suspension of the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares for Listing on the Nasdaq Stock Market through July 19, 2009 (Release No. 34-59661; File No. SR-NASDAQ-2009-026; March 31, 2009)
- NASDAQ: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds and to Reduce the Monthly Cap on Fees (Release No. 34-59652; File No. SR-NASDAQ-2009-027; March 30, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare an Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange (Release No. 34-59666; File No. SR-NYSE-2009-35; March 31, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending to September 1, 2009, the Operative Date of New York Stock Exchange Rule 2 Requirement that NYSE-Only Member Organizations Apply for and be Approved as a Member of the Financial Industry Regulatory Authority, Inc. (Release No. 34-59659; File No. SR-NYSE-2009-36; March 31, 2009)
- NYSE: Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC, as modified by Amendment No. 2, Changing Certain NYSE Rules and Rule Interpretations to Harmonize Them with Changes to Corresponding Rules Recently Filed by the Financial Industry Regulatory Authority, Inc. (Release No. 34-59655; File No. SR-NYSE-2009-25; March 31, 2009)
- NYSE: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program (Release No. 34-59653; File No. SR-NYSE-2009-34; March 30, 2009)
- NYSE Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Equities Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare An Extreme Market Volatility Condition and Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange (Release No. 34-59665; File No. SR-NYSEAmex-2009-05)
- NYSE Arca: Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grail American Beacon Large Cap Value ETF (Release No. 34-59651; File No. SR-NYSEArca-2009-22; March 30, 2009)
- NYSE Arca: Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. to Adopt a Policy with respect to the Treatment of Aberrant Trades (Release No. 34-59650; File No. SR- NYSEArca-2009-24; March 30, 2009)
- OCC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Schedule of Fees (Release No. 34-59635; File No. SR-OCC-2009-03; March 26, 2009)
- OCC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Commodity Options (Release No. 34-59664; File No. SR-OCC-2009-04; March 31, 2009)
- NYSE Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending its Schedule of Fees and Charges for Exchange Services (Release No. 34-59658; File No. SR-NYSEAmex-2009-01; March 31, 2009)
- NYSE Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Option Trading Rules In Order to Extend the Penny Pilot Program (Release No. 34-59642; File No. SR-NYSEAmex-2009-06; Date: March 27, 2009)
- CBOE: Notice of Filing of Proposal to List and Trade S&P 500 Dividend Index Options (Release No. 34-59667; File No. SR-CBOE-2009-022; March 31, 2009)
- BX: Order Approving Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer (Release No. 34-59654; File No. SR-BX-2009-008; March 30, 2009)
http://www.sec.gov/news/whatsnew/wn040109.shtml
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